Tidal Financial Group

Vice President, Capital Markets

Tidal Financial Group

full-time

Posted on:

Origin:  • 🇺🇸 United States • Florida, Illinois, New York, Wisconsin

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Job Level

Lead

About the role

  • Serve as the senior point of contact for authorized participants (APs), market makers (MMs), exchanges, and broker-dealers to optimize ETF market quality.
  • Lead capital markets strategy for new ETF launches, aligning trading and liquidity objectives with product and distribution goals.
  • Represent Tidal in industry forums, regulatory discussions, and capital markets initiatives.
  • Oversee daily ETF trading activity, creation/redemption processes, and NAV/trading price alignment, improving spreads, volumes, and premiums/discounts.
  • Develop and implement strategies to enhance liquidity and efficiency in primary and secondary markets.
  • Support derivatives risk oversight in compliance with SEC Rule 18f-4, including VaR calculations, stress testing, leverage monitoring, and back testing.
  • Oversee derivatives trade execution, confirmation, collateral management, and counterparty risk monitoring.
  • Ensure adherence to ETF, derivatives, and capital markets regulations; act as a key contact for audits and regulatory inquiries.
  • Direct development of capital markets reporting, analytics, and performance dashboards; identify system enhancements to strengthen data integrity and operational controls.
  • Leverage advanced financial modeling and risk analytics to inform trading strategies and market-making relationships.

Requirements

  • Bachelor’s degree in Finance, Economics, Risk Management, or related field; advanced degree or professional designation (CFA, FRM) preferred.
  • 7+ years of experience in ETF capital markets, derivatives trading, or related risk/operations leadership roles.
  • Expert knowledge of derivatives instruments (options, futures, swaps) and their role in ETF investment strategies.
  • Proven experience with VaR models, stress testing, and advanced risk management frameworks.
  • Strong understanding of SEC regulations, ETF structures, and investment fund compliance requirements.
  • Demonstrated success building and maintaining strategic relationships with APs, MMs, and exchanges.
  • Proficiency in Excel, risk analytics platforms, and market data tools; familiarity with coding or automation tools a plus.
  • Exceptional organizational, communication, and leadership skills, with the ability to drive cross-functional initiatives.
  • Preference for candidates located within proximity to Chicago, IL; Milwaukee, WI; New York City, NY; and West Palm Beach, FL.