Compliance Manager
TD
Senior · Leadfull-time$87k–$139k / yearNew York, North Carolina · 🇺🇸 United States
Posted: 2 hours agoSource: td.wd3.myworkdayjobs.com
Compliance Business Oversight Analyst I
TD
full-time
Posted on:
Location Type: Hybrid
Location: Charlotte • North Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $58,760 - $88,400 per year
Job Level
JuniorMid-Level
About the role
- Provide support, guidance, reporting and analysis to businesses/internal team members on Compliance/Center of Excellence issues and related program risks and issues
- Facilitate enterprise-wide oversight and governance of the global regulatory inventory process
- Ensure that all Laws, Rules and Regulations (LRRs) are reasonably accurate and complete
- Establish strong working relationship with TD Technology team and third-party data provider vendor
- Perform oversight and reconciliation against regulatory inventory for manual intake items
- Monitor and report on compliance with the RCM Regulatory Change Standard
- Identify and propose improvements to the process, opportunities to automate and streamline
Requirements
- 2+ years relevant experience
- Undergraduate degree
- Good understanding of Compliance processes and regulatory environment
- Experience analyzing large data sets and leveraging business intelligence tools to drive analysis and insights
- Strong analytical and problem-solving skills
- Experience with coordination of processes involving multiple groups and stakeholders
- Ability to manage high volumes of work in a fast-paced environment
- Knowledge of relevant legislation, regulations, and industry standards, as it applies to Banking, Securities, Insurance, Prudential, Finance, HR, etc.
- Able to work collaborative and as part of a diverse team
- Strong verbal and written communication skills
Benefits
- health and well-being benefits
- savings and retirement programs
- paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- banking benefits and discounts
- career development
- reward and recognition
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
data analysisbusiness intelligence toolsregulatory complianceregulatory inventory managementprocess improvementdata reconciliationautomationreportingoversightrisk analysis
Soft skills
analytical skillsproblem-solving skillscoordinationcollaborationcommunication skillsrelationship buildingtime managementadaptabilitystakeholder managementteamwork
