Enterprise Architect, AI
WillHire
Cloud
Senior Audit Manager – Financial Crimes
TD
full-time
Posted on:
Location Type: Hybrid
Location: New York City • Colorado, Florida, New York, South Carolina • 🇺🇸 United States
Visit company websiteSalary
💰 $119,110 - $193,550 per year
Job Level
Senior
About the role
- Accountable for providing specialized in-depth audit expertise and contributing to planning, risk assessment and execution of audits enterprise and/or division wide
- Provide people management leadership: hire, set goals, develop staff, manage employee performance and compensation, promote teamwork, handle disciplinary actions
- Support audits as subject matter expert and manage audits for multiple, significant complex businesses, functional areas and/or global business lines
- Direct, oversee, plan and execute efficient and effective audits to ensure appropriate coverage and completion
- Lead and execute audits and take overall responsibility for completion of the audit
- Evaluate internal and external risks for assigned business lines and communicate recommendations and process improvements to management
- Monitor business line projects and contribute to final audit reports following CAE review and approval
- Complete post-audit activities: feedback, clear review notes, participate in post-audit critique meetings and quarterly Control Dashboard process
- Contribute to annual RAP and Annual Audit Plan for assigned areas and participate in Centers of Excellence and continuous monitoring programs
- Participate or lead projects and division initiatives, and deliver training and presentations at the division level
Requirements
- Undergraduate degree required
- 10+ years of relevant experience
- Specialized in-depth audit expertise and subject matter expertise in financial crimes
- People management leadership (hiring, setting goals, developing staff, managing employee performance and compensation decisions, handling disciplinary actions)
- Ability to plan, risk assess and execute audits enterprise and/or division wide
- Experience managing audits for multiple, significant complex businesses, functional areas and/or global business lines
- Strong presentation skills (division level, industry conferences, workshops)
- Ability to evaluate internal and external risks and communicate recommendations and process improvements to management
- Experience with audit reporting, QA review and responding to Regulator feedback
- Willingness to travel domestically (Frequent 34-66%)
Benefits
- base salary and variable compensation/incentive awards (eligibility for cash and/or equity incentive awards)
- health and well-being benefits
- savings and retirement programs
- paid time off (Vacation PTO, Flex PTO, Holiday PTO)
- banking benefits and discounts
- career development opportunities (regular leadership and development conversations, mentoring programs, online learning platform)
- training and onboarding sessions
- reward and recognition programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
audit expertiserisk assessmentaudit reportingQA reviewfinancial crimes
Soft skills
people managementleadershipgoal settingteamworkpresentation skills
Certifications
undergraduate degree
