TD

Audit Manager I

TD

full-time

Posted on:

Location Type: Hybrid

Location: New York City • Florida • New York • United States

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Salary

💰 $72,280 - $117,520 per year

About the role

  • Executes audits for an assigned business, function, or project as part of a team or as an individual contributor
  • May manage/lead a number of moderately complex audits, related engagement and/or projects/initiatives
  • Oversees and/or independently performs audits from end-to-end
  • May lead moderately complex audits and have responsibility for completion of the audit
  • Undertakes and completes a variety of projects and initiatives
  • Conducts audit work based on established audit plans and executes the audit in accordance with established standards
  • Executes testing of controls such as walkthroughs, test scripts, and issue management
  • May execute the development of Audit Planning Memorandum, Process Risk and Control Matrix, Findings Grid and Audit Report
  • Manages the ongoing audit communications process with stakeholders

Requirements

  • Undergraduate degree required
  • 5+ years of relevant experience
  • Must have AML and/or AML Audit work experience in the industry
  • Experience documenting workpapers and reviewing
  • Must have work experience on a team to execute audits and manage stakeholders
  • Experience following test steps to provide independent assurance regarding 1LOD and 2LOD controls
  • Experience applying auditing methods and logic during walk-through meetings to determine RFIs from management
  • Experience with audit methodology and following sampling guidance and requirements
  • Experience in Data analytics
  • ACAMS preferred, but not required.
Benefits
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off including Vacation PTO, Flex PTO, and Holiday PTO
  • Banking benefits and discounts
  • Career development and reward recognition programs
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
audit executionaudit planningcontrol testingdata analyticsworkpaper documentationaudit methodologysampling guidanceissue managementrisk and control matrix developmentfindings grid creation
Soft Skills
team collaborationstakeholder managementcommunicationleadershipproject management
Certifications
ACAMS