TD

Audit Manager II – Compliance

TD

full-time

Posted on:

Location Type: Hybrid

Location: New York City • New Jersey • New York • United States

Visit company website

Explore more

✨ AI Apply
Apply

Salary

💰 $92,220 - $149,310 per year

Job Level

SeniorLead

About the role

  • The Audit Manager II is a senior-level leader within the U.S. Compliance Audit function, providing specialized in-depth subject matter expertise
  • Responsible for contributing to the planning, risk assessment, and execution of audits and related processes
  • Lead or serve as Auditor-In-Charge on complex audit engagements
  • Provide day-to-day leadership, coaching, and guidance to engagement team members driving high quality, effective and timely execution of audit engagements
  • Oversee testing of design and operational effectiveness focused on TD Bank's US Operational Risk Management (ORM) and Enterprise Risk Management (ERM) frameworks
  • Ensure risk mitigation strategies are robust, effective, and aligned with regulatory standards.

Requirements

  • Undergraduate degree required
  • 7+ years of relevant experience
  • Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
  • Banking industry audit experience with focus on Governance, Risk & Oversight Function strongly preferred
  • Relevant professional certifications, accounting designations, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM)
  • Advanced knowledge of audit standards, procedures, laws, rules, and regulations
  • Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
  • Skilled in mentoring, coaching, and performance management
  • Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools.
Benefits
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development
  • Reward and recognition
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
audit standardsrisk assessmentoperational effectivenessrisk mitigation strategiesGovernanceRisk & Oversightprogram/project managementperformance managementcompliance examinationaudit execution
Soft Skills
leadershipcoachingguidancementoringcommunicationplanningimplementationevaluationteam managementproblem-solving
Certifications
CIACRCM