TD

Audit Manager II – Financial Crimes, Regulatory Validation

TD

full-time

Posted on:

Location Type: Hybrid

Location: Charlotte • New Jersey • New York • United States

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Salary

💰 $92,220 - $149,310 per year

Job Level

SeniorLead

About the role

  • Provide specialized in-depth subject matter expertise as a senior-level leader
  • Oversee testing of design and operational effectiveness focused on Regulatory Issue validation
  • Lead or serve as Auditor-In-Charge on complex regulatory audit engagements
  • Manage the validation process for regulatory issues and internal issue validation
  • Drive high quality, effective and timely execution of audit engagements, deadlines, budgets, and project plans
  • Support the development and implementation of audit programs by contributing insights and assisting with planning activities

Requirements

  • Undergraduate degree required
  • 7+ years of relevant experience
  • Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner
  • Banking industry audit experience with focus on Financial Crimes Compliance and issue validation strongly preferred
  • Relevant professional certifications, or other relevant industry certifications strongly preferred (e.g., CIA, CRCM, CAMS)
  • Advanced knowledge of audit standards, procedures, laws, rules, and regulations
  • Ability to lead, plan, implement and evaluate program/project activities to ensure completion of audit
  • Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools
Benefits
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off including Vacation PTO, Flex PTO, and Holiday PTO
  • Banking benefits and discounts
  • Career development and reward and recognition
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
audit standardsregulatory complianceissue validationfinancial crimes compliancerisk management
Soft Skills
leadershipplanningimplementationevaluationcommunication
Certifications
CIACRCMCAMS