
Manager, Compliance Risk Management – Program Operations
TD
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New York • United States
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Salary
💰 $91,000 - $145,600 per year
Tech Stack
About the role
- Manage day-to-day operations while helping design and implement a forward-thinking compliance program for the future.
- Draft and propose enhancements to reporting documentation, including reporting standard, procedures, job aids, and other documentation to align with regulatory requirements and reporting team's responsibilities.
- Manage and own the review cycle process for all reporting documentation for timely updates.
- Support the quality control function by enhancing and building reporting checklist and supporting routines for reviewing quantitative and qualitative board and management reporting information and insights.
- Create and conduct training to the reporting team and other teams on updates to reporting standard and procedures, and quality control as required.
- Conduct meaningful research, analysis, and assessment of Compliance program activities at the functional level using results to draw conclusions, make recommendations, assess the effectiveness of enterprise Compliance programs.
Requirements
- Undergraduate degree or equivalent work experience
- 7+ years of experience
- Minimum of 8 years of experience in Compliance, Risk Management, Audit, or a related compliance role
- Strong executive written and verbal communication focused on messaging, clarity, and precision
- Proficiency in Microsoft Office Suite - especially Microsoft PowerPoint, Excel, Word, and Visio
- Strong stakeholder management skills across different Compliance groups to drive high-quality and accurate reporting insights
- Strong analytical and communication skills with the ability to escalate and articulate risks to senior leadership
- Exceptional attention to detail, organizational skills, critical thinking and policy drafting skills
- Familiarity with data visualization tools including PowerBI and Tableau a plus.
Benefits
- Health and well-being benefits
- Savings and retirement programs
- Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
- Banking benefits and discounts
- Career development and reward and recognition
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliancerisk managementauditreporting documentationquality controldata analysispolicy draftingstakeholder managementdata visualization
Soft Skills
executive communicationattention to detailorganizational skillscritical thinkinganalytical skills