TD

Manager, Compliance Risk Management – Program Operations

TD

full-time

Posted on:

Location Type: Hybrid

Location: New York CityNew YorkUnited States

Visit company website

Explore more

AI Apply
Apply

Salary

💰 $91,000 - $145,600 per year

Job Level

Tech Stack

About the role

  • Manage day-to-day operations while helping design and implement a forward-thinking compliance program for the future.
  • Draft and propose enhancements to reporting documentation, including reporting standard, procedures, job aids, and other documentation to align with regulatory requirements and reporting team's responsibilities.
  • Manage and own the review cycle process for all reporting documentation for timely updates.
  • Support the quality control function by enhancing and building reporting checklist and supporting routines for reviewing quantitative and qualitative board and management reporting information and insights.
  • Create and conduct training to the reporting team and other teams on updates to reporting standard and procedures, and quality control as required.
  • Conduct meaningful research, analysis, and assessment of Compliance program activities at the functional level using results to draw conclusions, make recommendations, assess the effectiveness of enterprise Compliance programs.

Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of experience
  • Minimum of 8 years of experience in Compliance, Risk Management, Audit, or a related compliance role
  • Strong executive written and verbal communication focused on messaging, clarity, and precision
  • Proficiency in Microsoft Office Suite - especially Microsoft PowerPoint, Excel, Word, and Visio
  • Strong stakeholder management skills across different Compliance groups to drive high-quality and accurate reporting insights
  • Strong analytical and communication skills with the ability to escalate and articulate risks to senior leadership
  • Exceptional attention to detail, organizational skills, critical thinking and policy drafting skills
  • Familiarity with data visualization tools including PowerBI and Tableau a plus.
Benefits
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Career development and reward and recognition
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliancerisk managementauditreporting documentationquality controldata analysispolicy draftingstakeholder managementdata visualization
Soft Skills
executive communicationattention to detailorganizational skillscritical thinkinganalytical skills