TD

Senior Compliance Business Oversight Analyst, Transformation, Enablement, Customer Experience, Platforms & Technology

TD

full-time

Posted on:

Location Type: Hybrid

Location: Toronto • Canada

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Salary

💰 CA$81,600 - CA$115,200 per year

Job Level

Senior

About the role

  • Support the development and enhancement of both Risk Owner and Compliance RCM programs for the business units
  • Develop in-depth knowledge of regulations and processes pertaining to TECE and Platform businesses
  • Support the ongoing evolution and execution of the Compliance RCM Program
  • Establish strong relationships with BU and corporate partners acting as a primary Compliance contact
  • Keep abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry
  • Conduct research and develop subject matter expertise related to innovation, top and emerging risks, regulatory trends and industry best practices
  • Risk-based Compliance oversight of multiple projects at a given time demonstrating superior prioritization and multitasking skills

Requirements

  • Knowledge of relevant Canadian legislation, regulations and industry standards
  • Experience in reviewing, assessing and applying regulatory requirements
  • Ability to work independently, think critically and make decisions
  • Highly organized and flexible in prioritizing various work demands
  • Ability to manage high volumes of work in a fast-paced environment and manage multiple priorities
  • Professional experience in a governance-related field (e.g. Compliance, Risk Management, AML, Legal, Audit)
  • Undergraduate degree
  • Relevant professional designations and/or certifications as required
  • 5+ years relevant experience
Benefits
  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off
  • Banking benefits and discounts
  • Career development and recognition programs

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
regulatory requirementsrisk managementcompliance oversightgovernanceAMLauditcritical thinkingdecision makingresearchsubject matter expertise
Soft skills
prioritizationmultitaskingorganizationflexibilityindependencerelationship buildingcommunicationadaptabilityproblem solvingtime management
Certifications
relevant professional designations