TD

Watchlist Team Lead I

TD

full-time

Posted on:

Origin:  • 🇺🇸 United States • Florida

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Salary

💰 $24 - $36 per hour

Job Level

Senior

About the role

  • The US Financial Crime Risk Management (FCRM) Group is responsible for the detection, investigation, and reporting of potential money laundering and terrorist financing activities conducted through TD Bank.
  • The Name Screening Operations team screens against various watchlists containing potential matches, and acts as the primary identification point in analyzing and escalating potential matches to watchlist individuals.
  • As part of an ongoing transformation of the Name Screening Operations team, a new Center of Excellence is being established to handle all initial alert adjudication and escalation globally, including Sanctions, Politically Exposed Persons, Money Services Business, Negative Media, and additional Prevention and Detection-related alerts.
  • The Watchlist Team Lead I - FCRM CoE assesses and/or adjudicates and prioritizes incoming alerts and/or investigation requests to determine whether further investigation is required and completes appropriate workflows.
  • Provides analysis and/or data/evidence gathering support for cases.
  • Applies strong knowledge of bank procedures, products, and systems to assist investigators in analyzing situations, gathering information, and required documentation and case preparation.
  • Depth & Scope: Accountable for basic review of incoming files and initial analysis for case preparation and completion; Makes judgment call on whether an investigation should take place; Solid understanding of Bank policy and procedures for own area; First level professional role with focus on performing support within well-defined parameters as directed.

Requirements

  • Undergraduate degree or equivalent work experience
  • 1+ year experience
  • Financial services background preferred
  • Team lead experience preferred
  • Writing skills
  • Analytical skills
  • Ability to work independently as well as in a collaborative environment
  • Self starter
  • Willingness to learn and to be coached