Applications Compliance and Program Manager
Switzerland Global Enterprise
full-time
Posted on:
Location Type: Office
Location: Bengaluru • India
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Tech Stack
About the role
- Responsible for overseeing compliance with the Sarbanes-Oxley Act, ensuring effective internal controls over financial reporting, and leading audit initiatives.
- Provide Technical Program Management for all Technology initiatives.
- Develop, implement, and monitor Internal and External compliance activities related to the Sarbanes-Oxley Act (SOX) across various Financial reporting applications.
- Design and maintain an effective internal control environment for financial records, ensuring the accuracy of financial accounts and IT systems.
- Conduct design and operational effectiveness of controls and testing each control to make sure we are complaint.
- Conduct risk assessments and ensure that control frameworks are effectively running to mitigate risks associated with financial reporting.
- Lead and coordinate internal and external audits, ensuring compliance with SOX requirements and addressing any deficiencies identified.
- Identify control deficiencies and track management’s remediation efforts in timely manner.
- Provide training and guidance to management and staff on SOX compliance and internal controls, promoting awareness and understanding of compliance requirements.
- Prepare compliance status reports for internal and external teams and regulatory agencies, documenting controls and coordinating testing.
- Work with cross-functional teams to assess and document new projects, processes, and systems that impact SOX compliance.
- Periodically spot check for SOX compliance and potential risks and how to avoid them.
- Lead and manage key Digital Technology projects and programs within ESW.
Requirements
- A bachelor's degree in finance, accounting, business administration, IT or a related field is typically required.
- A minimum of 5-7 years of experience in regulatory compliance, internal audit, or a related field, with specific experience in SOX compliance preferred.
- Candidates should be self-motivated to independently complete projects, tasks and assignments on time with minimal supervision.
- Candidate should be able to identify and document failures and show case operating effectiveness.
- PMP is preferred.
- Professional certifications such as CPA (Certified Public Accountant), CIA (Certified Internal Auditor), is a plus, but, not required.
- Strong analytical skills, attention to detail, and the ability to communicate effectively with various stakeholders are essential.
- Familiarity with financial regulations and internal control frameworks is also important.
Benefits
- Relocation Assistance Provided
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
Sarbanes-Oxley Actinternal controlsfinancial reportingrisk assessmentsaudit initiativescompliance activitiescontrol frameworksfinancial regulationsproject managementoperational effectiveness
Soft skills
self-motivatedanalytical skillsattention to detailcommunicationleadershiptrainingguidanceteam collaborationproblem-solvingtime management
Certifications
PMPCPACIA