State Street

Risk

• Support Head of function to coordinate, and oversee the execution of business line risk management practices
• Support business functions to ensure the implementation of, and adherence to, policies, procedures and guidelines prescribed by corporate functions
• Liaise with regional Management to provide a consolidated view of legal entity risk profiles through committee representation and provision of risk metrics
• Act in an advisory and assessment capacity, to ensure the risks of new business, products and service changes are adequately identified with proposed mitigants
• Ensure global risk management practices and programs are implemented based on applicability for the entities with oversight of any third-party relationships

Business Risk Manager – AVP

Vice President

• Working with Client Implementation Executives, seek early engagement on new client deals and ensure Change Management process is planned, resourced, communicated and effectively embedded
• Lead client interactions on Change
• Working with internal and external stakeholder, assess new change requests and provide client feedback and challenge as appropriate
• Demonstrate ownership of Change Management process across EMEA deals, providing leadership and direction to internal and external stakeholders
• Working with Program Leadership, ensure impact of client change to overall program delivery is measured and communicated through executive reporting with escalations as required
• Engage with Global Delivery partners to ensure correct governance of non-standard solutions to change requests
• Support Global Delivery partners with standing up of Change Management model in production environment post go-live
• Drive continuous improvement in the EMEA Alpha Change Management process to increase scalability and consistency
• Contribute to the design and implementation of Global Alpha Standards for Change
• Develop Change Management as a revenue stream and ensure all non-chargeable work is validated and recorded
• Deputise for EMEA Client Change Manager when required and support development of new and junior staff members
• Gain an understanding of target operating models
• Proactively raise risks and issues effectively within the program, drive solutions and effectively communicate options
• If applicable, manage staff ensuring the process for objective setting and PPR is followed
• Manage the workload balance for the team
• Ensure practice is aligned to programme activities and governance

Client Change Management Lead, Vice President

Program Manager

• Lead the design, execution, and continuous improvement of complex, enterprise-wide initiatives
• Oversee a portfolio of high-priority regulatory programs, managing scope, budget, resources, and planning
• Engage with regulators (as appropriate) to ensure transparency around program strategy, governance, risks, and execution
• Lead, develop, mentor, and manage a high-performing team fostering a collaborative and inclusive work environment

Head of Regulatory Practice Program Management, Senior Vice President

Controller

• Partner with the Businesses, Securities Operations ,Global Accounting Operations (GAO) and Finance leadership to ensure accuracy of regulatory reporting, legal entity financial results and that internal controls are appropriately designed and executed.
• Engage with global leadership in key business and change initiatives, focusing on accounting and regulatory related activities and internal controls to mitigate risk; as well as supporting new products and services initiatives.
• Interact with Operations staff to ensure the accuracy of information provided through subledgers on a daily basis.
• Partner with margin manager on outstanding calls and margin calls collected.
• Assist in the daily cash projections needed for settlements.
• Assist in implementing and ensuring compliance with GAAP accounting and US broker dealer filings.
• Assist in testing of the Broadridge reports for new business initiatives.
• Maintain strong cross-functional relationships and communication channels across global locations for Security operations teams.
• Streamline and improve the timing of the month end close and corporate reporting to comply with corporate reporting deadlines.
• Assist in the implementation of new regulatory reporting software.
• Daily, weekly, & monthly regulatory reporting

Broker Dealer Controllership, Assistant Vice President

Security Engineer

• Cyber risk assessment at the application/platform/system levels to identify vulnerabilities and potential threats.
• Through collaboration, design appropriate end to end cyber remediation solutions that align to regulatory or industry standards to remediate risk.
• Design security capabilities within the development teams allow them to build scale across all scrum teams.
• Strong technical collaboration and cyber influence with application and platform owners.
• Provide expert guidance and recommendations to senior management on security matters, including risk mitigation solutions, new attack vectors and prevention, and metrics to identify areas of improvement in processes.
• Optimize ways to increase security and speed of deployment, while reducing friction within the development cycle.
• Collective design and optimize strong DevSecOps models.
• Evaluate third party software and services that strengthen cyber capabilities.
• Establish a targeted awareness campaign for developers that fosters a “security-first” culture, promotes collaboration, and encourages proactive ownership.
• Work directly with technology developers in an agile security lifecycle environment from requirements through deployment and response.

VP Information Security Officer

Client Services Representative

• Understand client objectives and respond to questions on business functionality and processes
• Identify software defects and collaborate with Agile development teams
• Be the voice of the client, advocate on their behalf
• Ensure frequent touchpoints with the clients to promote a productive relationship
• Learn and continuously expand your knowledge of the PAM for Investments software

Sales and Service, AVP

Financial Planning and Analysis

• Regularly monitor and analyze the financial markets as well as the precious metals industry competitive landscape to provide research, thought leadership and perspectives on the use case for gold to clients and prospects.
• Use strong investment merits to enhance the product positioning of State Street’s family of gold ETFs, with a deep understanding fundamental, quantitative, and technical investment strategies – including implementation, models, and strategic allocations.
• Use expertise and market views to lead input for gold marketing campaigns, messaging, and initiatives across various client segment audiences
• Generate investment thought leadership for a wide breadth of investors with collaborative weekly, monthly, and thematic/bespoke materials.
• Articulate in-depth investment processes and provide ongoing updates on gold product positioning opportunities, as well as work with product development teams to assist in any range management objectives, and with team leadership on go-to-market strategy.
• Have regular client-facing opportunities to promote gold insights and drive net flows, including at events and conferences where applicable.

Gold Strategist, VP

Compliance

• Support the administration and execution of the Compliance Oversight Program, meeting key deliverables
• This includes designing and performing monitoring activities over the First Line of Defense through Compliance Advisory Reviews
• Monitor and analyze new and modified global regulatory changes that impact outsourcing and TPRM to support regulatory change analysis and potential impacts to State Street
• Perform risk assessments and analyze business processes to identify potential control gaps or weaknesses
• Review compliance issue closure documentation
• Assist with the preparation of reporting to Compliance Senior Management and the Business Risk Committee
• Develop working relationships with other members of Compliance and Compliance leadership team and work collaboratively with the Business Risk Management Team

TPRM Compliance Advisory Analyst – Assistant Vice President

Implementation Specialist

• Serve as subject-matter expert within CRIMS implementation and upgrade projects.
• Analyze and evaluate requirements while providing product expertise and guidance throughout the project.
• Ensure the solution meets the clients' business needs and that the client is prepared to assume ownership and operate the solution after go-live.
• Provide assistance to team members and proactively develop and share best practices.
• Educate clients on the functionality provided by CRIMS.
• Advise on best practices regarding the implementation and operation of Charles River solutions and services.
• Monitor and evaluate client requirements to identify potential enhancements to Charles River solutions and services.
• Document and communicate product improvements as part of client-specific implementation projects or in response to marketplace trends.
• Contribute to software quality by communicating defects to Technical Support and Product Management clearly.
• Support the defect resolution process by validating resulting fixes and providing clear defect descriptions.
• Identify errors in documentation and suggest corrections and improvements.

Implementation Specialist – Front-Office Trading

Product Specialist

• Assist in driving the Americas development of a world-class offering to support ETF product sponsors.
• Collaborate with multiple business units to assess client needs and expectations.
• Manage across multiple business units to provide resources needed to deliver a market-leading product offering.
• Conduct business reviews and analysis to ensure key deliverables and milestones are met.
• Identify and evaluate third-party vendors to enhance product offering.
• Serve as a spokesperson for ETF services offering among industry participants and clients.

ETF Product Specialist, Managing Director

• Lead and manage global development resources for both BAU and strategic initiatives
• Oversee planning and execution of technology projects to support asset management client experience
• Coach, train, and develop a high-performance technology and software development team
• Set and execute the technology strategy for the client experience tech stack, with a focus on innovation and future-readiness
• Leverage the latest technology tools, including AI, to drive business outcomes
• Establish and manage technology partnerships with third-party tech firms
• Foster a culture of continuous improvement, collaboration, and accountability
• Ensure alignment of technology initiatives with business goals and regulatory requirements

Global Head of Platforms and Development, Managing Director

• support product and business development efforts for EMEA Regulatory Reporting business
• understand the regulatory landscape in UK and EU
• lead regional product requirements
• coordinate regional product regulatory changes
• drive the new business process including deal pricing, RFP responses, presentations

Regulatory Reporting Product, AVP

• Develop and maintain software systems and databases used to support OTC valuation processes
• Work directly with business users and quantitative analysts to enhance our valuation framework, improve operational efficiency, and strengthen reporting and compliance
• Specific software applications may include but are not limited to analysis of market data, visualization of model calibration results and parameters, and P&L attribution analysis

Assistant Vice President, Software and Application Development

• Define and implement a strategic technology plan, including budgets, to support the business requirements of the organization
• Define, lead, and develop project tasks related to tactical and strategic initiatives
• Lead all business-side testing initiatives and manage consultants and team members to complete testing within agreed-upon timeframes
• Leading integration testing with technology and vendor
• Manage multiple vendors to continuous improvement
• Support Model Validation team to meet regulatory model validation requirement
• Develop a plan and strategy to define business-user administration processes and working with key stakeholders in business technology, Compliance, and Security to implement a solution that meets audit requirements for user access control
• Act as subject-matter expert for all products in the communications and trade retention and surveillance industry to ensure that State Street is best positioned to take advantage of emerging technologies in the industry
• Contribute to program strategy, prioritization, and deliverables planning to include the vision and mission, work plans, and operations policy and procedures
• Manage vendor partnerships and vendor deliverables
• Liaise with key stakeholders across many organization functions, including Enterprise Risk Management, Technology, and Compliance
• Identify and solve problems using analysis, experience, and judgment
• Support the definition and documentation of business requirements for technology and vendor teams’ consumption
• Collect, review, and categorizing data to support trend analysis, research, and planning
• Act as an escalation point for complex issues to proactively identify, research, manage, and resolve issues; facilitating communication with business sponsors and stakeholders, which may cross business units and include offshore partners, as well as outside vendors

Assistant Vice President, Market Surveillance – Solution Delivery

Systems Engineer

• Act as Level 2 support for operational issues related to Charles River IMS applications, ensuring timely resolution of client cases logged in Salesforce.
• Participate in regular client calls to provide updates, clarify queries, and maintain strong client relationships.
• Manage Business Continuity (BC) and Disaster Recovery (DR) processes, including annual DR testing.
• Configure and maintain interfaces for upstream/downstream data flows within CRD infrastructure and external entities; oversee connectivity, testing, and post-go-live support.
• Own and monitor automated batch jobs, ensuring smooth execution and troubleshooting errors in nightly/daily processes.
• Implement proactive monitoring for application errors and optimize batch performance to reduce runtime and chronic alerts.
• Perform import/export troubleshooting, patching CRIMS applications, and production change deployments following CRD/STT change management processes (via ServiceNow).
• Automate database refreshes from Production to Test and support on-demand refresh requests.
• Collaborate with CRD Professional Services, Product Support, and Engineering teams to address bugs, apply workarounds, and implement permanent fixes.
• Support Self-Service Portal (SSP) queries and maintain data archiving/purging processes to optimize production database performance.
• Execute ad hoc and scheduled production changes (e.g., settlement day adjustments, exchange holiday calendar updates).
• Provide support for lower environments for internal CRD usage and client testing prior to production deployment.
• Lead incident management for Sev1 issues (e.g., batch failures, application outages), coordinate stakeholders, and prepare RCA & Preventative Actions reports.
• Join problem management calls and ensure case hygiene across all tickets.
• Design, test, and deploy automated import/export/reporting processes tailored to client needs.