Assistant Vice President, Global Regulatory Liaison – Logistics
State Street
Regulatory Exam Lead, Vice President
State Street
full-time
Posted on:
Location Type: Hybrid
Location: Boston • Connecticut, Massachusetts, New Jersey • 🇺🇸 United States
Visit company websiteSalary
💰 $130,000 - $212,500 per year
Job Level
Senior
About the role
- Be responsible for examination planning and supporting pre-examination readiness exercises, focusing on a risk discipline, i.e. Financial or Non-Financial risk.
- Reviewing regulatory exam requests and providing a review/evaluation of the quality, accuracy, sufficiency and completeness of regulatory responses and ensuring adherence to enterprise-wide requirements
- Establishing regular preparation meetings with the target business unit(s) in advance of an examination
- Preparing briefing notes and read-outs of examination meetings.
- Coordinating with multiple teams across disciplines and regions to meet exam deliverables.
- Compiling, tracking, and communicating on regulatory guidance, themes and focus areas that could impact examinations.
- Working with senior management to analyze examination requests and provide direction for effective approach to examination requests.
- Maintaining metrics regarding examination request responsiveness.
- Schedule and facilitate meetings between the business and examination team.
Requirements
- Experience as Bank Regulator or Examiner strongly preferred
- Minimum 7-10 years' management in financial services experience in any of the following disciplines: Compliance, Audit, or equivalent work experience
- Sound understanding of at least one risk discipline, e.g., Financial or Non-Financial Risks
- Bachelor’s Degree preferred
Benefits
- Medical
- Prescription Drug
- Health Savings Account (HSA)
- Flexible Spending Accounts (FSAs)
- Dental
- Vision
- Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance
- Employee-Paid Long-Term Disability
- Critical Illness Insurance
- Accident Insurance & Hospital Indemnity Insurance
- Business Travel Accident Insurance
- Short-Term Disability
- Identity Theft Protection
- Legal Benefits
- BeWell Programme
- Paid Time Off
- Employee Assistance Program (EAP)
- Salary Savings Program (SSP)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory examination planningrisk disciplineregulatory responses evaluationmetrics maintenancecomplianceauditfinancial services managementrisk analysis
Soft skills
communicationcoordinationorganizationalleadership
