Assistant Vice President, Global Regulatory Liaison – Logistics
State Street
Compliance Monitoring & Surveillance, Assistant Vice President
State Street
full-time
Posted on:
Location Type: Hybrid
Location: Boston • Massachusetts • 🇺🇸 United States
Visit company websiteSalary
💰 $90,000 - $142,500 per year
Job Level
Lead
Tech Stack
SQL
About the role
- Design and implement advanced market surveillance rules across various business lines, particularly FX SWAP transactions
- Analyze market trends and patterns across FX, equity, and fixed-income transactions to identify potential risks and anomalies
- Review and investigate alerts generated by monitoring systems to determine their validity and take appropriate actions
- Collaborate and conduct thorough investigations in collaboration with other team members and departments to gather information
- Optimize market surveillance alert parameters, leveraging extensive trading knowledge
- Prepare and present reports on surveillance findings and recommendations to stakeholders or regulators
- Work closely with Compliance and Legal teams to ensure all regulatory requirements are met
- Monitor and analyze trade data for accuracy and completeness
- Maintain accurate and detailed records of surveillance activities and findings
- Proactively identify potential areas of improvement and suggest solutions to enhance surveillance procedures
- Maintain confidentiality and adhere to all data privacy and security protocols
- Communicate effectively with team members and management to provide updates on surveillance activities and escalate any issues or concerns
- Act as a subject matter expert on trade surveillance and assist with any ad-hoc projects or tasks as needed
Requirements
- Bachelor’s degree in Finance, Economics, Math, or related discipline
- 3-5 years of experience in Trading, Securities Lending, or Compliance, with a deep understanding of FX products and trading cycles
- CFA or FRM is a plus
- Proficient in any foreign languages is not mandatory but a plus
- Proficient in analyzing large datasets to detect anomalies and generate actionable insights
- Expertise in trading system analytics and market surveillance tools
- Knowledge of SQL or Actimize Surveil-X a plus
Benefits
- Medical
- Prescription Drug
- Health Savings Account (HSA)
- Flexible Spending Accounts (FSAs)
- Dental
- Vision
- Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance
- Employee-Paid Long-Term Disability
- Critical Illness Insurance
- Accident Insurance & Hospital Indemnity Insurance
- Business Travel Accident Insurance
- Short-Term Disability
- Identity Theft Protection
- Legal Benefits
- BeWell Programme
- Paid Time Off
- Employee Assistance Program (EAP)
- Salary Savings Program (SSP)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
market surveillancedata analysisanomaly detectiontrading system analyticsSQLFX productstrading cyclesreport preparationrisk identificationsurveillance procedures
Soft skills
collaborationcommunicationproblem-solvingattention to detailconfidentialitystakeholder engagementproactive improvementinvestigative skillsteamworkadaptability
Certifications
CFAFRM
