Senior Operations Specialist – New Accounts
Penn Mutual
full-time
Posted on:
Location Type: Remote
Location: New York • United States
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Salary
💰 $65,000 - $75,000 per year
Job Level
About the role
- Manage multiple new account and maintenance operations queues
- Provide support and resolution for inquiries from Financial Professionals and Field Offices
- Recommend and implement process improvements to enhance service delivery
- Collaborate with internal teams and external partners to resolve escalated issues
- Successfully completes regulatory and job training requirements
Requirements
- Bachelor's Degree Preferred or equivalent experience required
- FINRA SIE and Series 99 required or obtained with 12 months of hire
- Series 7 license preferred
- 3-5 years experience in a broker/dealer within operations
- Expert knowledge of Pershing NetX Platforms
Benefits
- Flexible work arrangements
- Professional development
- Health insurance
- Retirement plans
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
process improvementsservice deliveryregulatory compliancebroker/dealer operationsaccount management
Soft Skills
collaborationproblem resolutioncommunicationsupportorganizational skills
Certifications
Bachelor's DegreeFINRA SIESeries 99Series 7