Due Diligence Analyst
Galileo Financial Technologies
Salary
💰 £35,000 - £40,000 per year
Job Level
Mid-LevelSenior
About the role
- Monitor, assess, and implement compliance policies and procedures in line with FCA regulations and UK mortgage industry requirements
- Conduct regular compliance monitoring reviews and thematic checks across business functions
- Assist in the development and delivery of compliance training programs
- Keep up to date with changes in legislation, regulation, and best practices and communicate updates to stakeholders
- Investigate and manage potential compliance breaches, ensuring proper escalation and remediation
- Support in preparing regulatory reports and liaising with the FCA and other governing bodies as required
- Contribute to improvement of the company’s compliance framework, risk registers, and internal controls
- Complaint investigations
- Report to the Compliance Manager and work closely with operational teams, senior management, and external regulators
Requirements
- 3+ years’ experience in the mortgage industry in a compliance, audit, or regulatory role
- Strong understanding of FCA regulations, particularly MCOBs, ICOBS, FIT and Consumer Duty
- Working knowledge of anti-money laundering (AML) and data protection requirements
- Excellent communication skills with the ability to explain complex regulatory matters clearly
- Strong attention to detail and analytical skills
- Ability to work independently and collaboratively within a fast-paced environment
- CeMAP qualification essential
- CeRER not a requirement but desirable
- Relevant compliance qualifications (e.g. ICA) desirable but not essential
