Senior Compliance Analyst
OKX
Due Diligence Analyst
Galileo Financial Technologies
full-time
Posted on:
Origin: • 🇺🇸 United States • Utah
Visit company websiteSalary
💰 $99,200 - $186,000 per year
Job Level
Mid-LevelSenior
About the role
- Coordinate the completion of client due diligence requests with impacted organizational functions and across the lines of defense
- Liaise with key stakeholders across the organization to understand risk management policies, standards, and associated control environments
- Maintain a centralized repository of frequently requested documents, including policies, standards, attestations, and audit reports
- Collaborate with internal stakeholders, including legal, compliance, risk management, operations and business units to drive regulatory inquiry responses
- Identify opportunities for process automations and improvement
- Assist in routine internal audits and risk reviews
- Stay abreast of evolving regulatory requirements, emerging risks, and industry best practices related to client due diligence
- Coordinate the policy and procedure review calendar and maintain a centralized inventory with version history
- Track policy exceptions, approvals, and associated documentation and support alignment of policies with regulatory requirements
- Assist with data collection and organization for scorecard and key metric reporting, create and update visual dashboards and reporting templates
- Maintain centralized records of all due diligence documentation and statuses
Requirements
- Bachelor’s degree in Business, Finance, or related field; or equivalent work experience
- 5+ years of experience in compliance, AML, risk management, operations, or a highly regulated environment
- Understanding of US and global regulatory requirements related to BSA/AML, KYC, and other regulatory requirements
- Strong organizational skills, ability to manage multiple priorities, and attention to detail
- Ability to gather, analyze, and display data/information in appropriate format and keep accurate and organized records/documentation
- Comfortable working with cross-functional teams and following up on deliverables
- Strong verbal and written communication skills
- Preferred: Exposure to financial services regulatory requirements (e.g., OCC, CFPB, FDIC, FINRA)
- Preferred: Fluency in Spanish (proven ability to read and write documentation in Spanish)
- Preferred: Experience supporting committee material preparation or executive reporting
- Preferred: Demonstrated ability to operate in a fast-paced environment with evolving priorities and ambiguity
