Internal Audit Specialist
Nasdaq
full-time
Posted on:
Location Type: Hybrid
Location: New York City • New York • Pennsylvania • United States
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Salary
💰 $88,000 - $154,000 per year
About the role
- Assess, test, and report on the effectiveness of internal controls across finance, operations, regulatory, technology, M&A, legal, HR, and risk functions.
- Analyze data using automated audit tools to identify control weaknesses and inefficiencies, and provide smart, actionable recommendations that strengthen compliance with corporate and regulatory standards.
- Prepare and review thorough audit workpapers and reports documenting findings and ensuring alignment with Global Internal Audit Standards, as well as Nasdaq’s Internal Audit Department Standards.
- Follow up on previously identified audit findings and management action plans to ensure timely resolution and sustained control improvements.
- Partner with business stakeholders on continuous monitoring, annual risk assessments, and audit planning activities to embed a culture of strong internal controls.
Requirements
- Bachelor's degree in Accounting, Finance, Computer Science, Information Systems, or a related field, or equivalent practical experience.
- Preferred experience in internal audit or external audit; candidates with backgrounds in risk management, compliance, or finance will also be considered.
- Strong knowledge of accounting and finance rules, regulations, and processes; including Generally Accepted Accounting Principles (GAAP) and Sarbanes-Oxley (SOX compliance).
- Ability to manage multiple concurrent projects and collaborate effectively across functions and geographies.
- Clear communicator (written and verbal) with strong analytical and problem-solving skills.
- Advanced degree (MBA, Master's in Accounting, Finance, or related field) preferred.
- Professional certifications such as CPA, CIA, CFA, CISA, CISM, CFE, or CRMA preferred.
- Proficiency in automation tools and data analytics platforms used in audit execution (e.g. Alteryx, Power BI, etc.).
- Experience using TeamMate+ or other audit management software.
- Experience in financial services, fintech, or regulated industry.
Benefits
- Competitive rewards package
- Annual bonus/commission (short-term incentive)
- Equity (long-term incentive)
- Comprehensive benefits
- 401(k) program with 6% employer match
- Employee Stock Purchase Program with 15% discount
- Student loan repayment program up to $10k
- Company paid life and disability plans
- Generous paid time off
- Comprehensive medical, dental and vision coverage
- Health spending account with employer contribution
- Paid flex days to support mental wellbeing
- Gym membership discounts
- Paid parental leave
- Fertility benefits
- Paid bereavement leave
- Company gift matching program
- Employee resource groups
- Paid volunteer days
- Education Assistance Program
- Robust job skills training and Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
internal controlsdata analysisaudit workpapersGAAPSOX compliancerisk managementcompliancefinancial analysisproject managementdata analytics
Soft skills
analytical skillsproblem-solving skillscommunication skillscollaborationtime management
Certifications
CPACIACFACISACISMCFECRMA