Compliance Risk Manager – Banking Advisory
Mercury
full-time
Posted on:
Location Type: Remote
Location: California • New York • United States
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Salary
💰 $128,600 - $160,700 per year
About the role
- Independently execute compliance monitoring and targeted validation activities across defined channels (e.g., customer communications, sales interactions, marketing activity) using approved scripts, sampling approaches, and procedures
- Own assigned monitoring and validation work end-to-end, including evidence collection, documentation, follow-ups, and timely completion of deliverables
- Identify, document, and classify findings, trends, or repeat observations, and escalate issues appropriately using established escalation paths
- Support validation of remediation actions through follow-up testing and confirmation reviews
- Prepare clear, accurate summaries of monitoring results to support team-level reporting and Advisory leadership visibility
- Execute assigned customer-facing and marketing collateral compliance reviews in accordance with established standards and review criteria
- Contribute ideas for improving monitoring efficiency, documentation quality, or review processes within existing team frameworks
Requirements
- 3+ years of relevant experience in compliance, risk, monitoring, QA, or testing preferably within a FDIC insured bank, but a fintech would also be acceptable
- Demonstrated ability to independently execute moderately complex reviews or monitoring activities with minimal day-to-day guidance
- Experience applying defined standards, scripts, or criteria to assess customer-facing materials, sales practices, or communications
- Strong documentation discipline and attention to detail, with the ability to produce audit-ready evidence
- Ability to synthesize review outcomes into clear, structured summaries that support team-level decision-making
- Comfort operating in some ambiguity, asking clarifying questions, and escalating issues when guidance or risk tolerance is unclear
- A bias for action and accountability, with the ability to manage timelines and deliverables for assigned work independently
- Curiosity and willingness to deepen understanding of Mercury products, regulatory requirements, and compliance risk drivers.
Benefits
- base salary
- equity (stock options)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance monitoringvalidation activitiesevidence collectiondocumentationfollow-up testingcustomer-facing materials assessmentsales practices assessmentaudit-ready evidence productionmonitoring efficiency improvementreview processes
Soft Skills
attention to detailindependent executionsynthesis of review outcomescuriosityaccountabilityability to manage timelinesoperating in ambiguityasking clarifying questionsescalating issuesbias for action