Maxwell Capital LLC

Senior Manager, Compliance and Risk

Maxwell Capital LLC

full-time

Posted on:

Origin:  • 🇺🇸 United States

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Salary

💰 $110,000 - $130,000 per year

Job Level

Senior

About the role

  • Manage and monitor Compliance Underwriters, clients and loan reviews in the process to ensure projects are delivered within the applicable SLA.
  • Provide post-deal and/or client-specific reporting for management to address QC results, problems and/or questions.
  • Identify and document any discrepancies during audits to determine scalability and accuracy, document issues in the process, and escalate non-compliance to management.
  • Enter dates and fees from disclosures into a system of record and run compliance engine analysis to test for issues.
  • Ensure any exceptions are captured/recorded for incorrect or missing documentation, data errors and any errors on early disclosures.
  • Research and respond to rebuttals and responses to findings.
  • Apply exceptions and handle validations where necessary to ensure a complete and accurate review

Requirements

  • High technical aptitude - familiarity with Slack, Zoom, G-Suite
  • Ability to successfully communicate with clients, advise multiple interested parties, and execute business objectives in a fast-paced, dynamic environment
  • Ability to telecommute
  • Strong written and verbal communication skills
  • Analytical ability, quantitative skills, and good judgment
  • Demonstrated professional behavior and teamwork, punctual, dependable, and able to adhere to company policies and procedures.
  • Knowledgeable of the principles and compliance regulations applicable to mortgage lending, specifically reviewing disclosures and RESPA
  • Leadership experience (responsible for providing coaching and internal development opportunities for your team)
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