Senior Branch Manager
Manulife
full-time
Posted on:
Location Type: Hybrid
Location: Montreal • Canada
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Salary
💰 CA$71,475 - CA$119,125 per year
Job Level
About the role
- Responsible for Tier 1 supervision, approval of daily, monthly, quarterly trade reports
- Review and approve new accounts and KYC updates
- Provide training and education to advisor teams regarding compliance
- Enhance compliance knowledge on regulatory compliance and supervision requirements and processes
- Assist with investigations related to complaints and regulatory inquiries
- Assist the firm in resolving compliance issues with respect to regulatory guidelines and interpretation of regulations
- Perform annual branch reviews to foster meaningful and collaborative relationships between advisors and Supervision
- Identify and escalate any areas of non-compliance
- Build on the strength of the Supervision team by actively participating in team meetings, contributing toward team goals and participating on projects
Requirements
- Registered as a Supervisor and Registered Representative with CIRO
- Professional background in the financial services industry preferably with a CIRO dealer (minimum of 3-5 years)
- Bilingual, English and French, spoken and written is considered an asset
- CIM/ RIME and Portfolio Manager Experience preferred
Benefits
- Health, dental, mental health, and vision insurance coverage
- Short- and long-term disability insurance
- Life and AD&D insurance coverage
- Adoption/surrogacy and wellness benefits
- Employee/family assistance plans
- Retirement savings plans (including pension)
- Global share ownership plan with employer matching contributions
- Financial education and counseling resources
- Generous paid time off including holidays, vacation, personal, and sick days
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
KYC updatesregulatory compliancecomplaints investigationsannual branch reviewsnon-compliance identification
Soft Skills
training and educationcollaborative relationshipsteam participationcommunication
Certifications
SupervisorRegistered RepresentativeCIROCIMRIME