Long-Term Stock Exchange

Senior Regulatory Counsel

Long-Term Stock Exchange

full-time

Posted on:

Location Type: Hybrid

Location: New York City • New York • United States

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Salary

💰 $160,000 - $220,000 per year

Job Level

Senior

About the role

  • Research, interpret and advise on SEC and SRO rules.
  • Liaise with colleagues across the company to help ensure compliance with LTSE rules.
  • Draft and submit rule changes and amendments with the SEC.
  • Work directly on regulatory examinations and lead LTSEs responses.
  • Cover industry meetings as a LTSE representative.

Requirements

  • JD degree with a deep understanding of the role of an SRO and significant ability to interpret SEC, LTSE and or other exchanges.
  • Excellent written and verbal communication skills
  • Superior organizational skills adaptable to a start-up culture.
  • Creative problem-solver, capable of meeting stringent deadlines and making decisions in a fast-paced environment.
Benefits
  • Drive Innovation. Make an impact working with a mission-driven company that shares your desire to create a new kind of public market.
  • Meet Great People. Work with skilled, committed, and supportive teammates, that have a commitment to diversity, equity, and inclusion.
  • Achieve Balance. Enjoy the LTSE commitment to a sustainable remote-first work environment, including a flexible vacation policy.
  • Prioritize Health. Take charge of your health with rich medical, dental, vision, and EAP benefits. 100% of employee costs are sponsored by LTSE and there is a small, fixed employee contribution for dependent costs.
  • Focus on Family. All new parents receive up to 4 months of caregiver leave including 8 weeks of full salary continuation, all while keeping your full company-sponsored benefits for up to the full 4 months.
  • Foster Holistic Wellness and Growth. Receive reimbursements for up to $2000 worth of physical fitness, mental health and wellness, family care, pet care, and learning and development purchases and/or charitable giving annually with our Lifestyle Spending Accounts.
  • Get Set Up for Success. Launch quickly with your company provided laptop, cell phone reimbursement, and $500 home-office stipend.
  • Invest in Savings. Enroll in our 401k program offered through Human Interest, and other benefit programs offered through Gusto.
  • Take Ownership. Full-time employees receive LTSE equity options in both of our entities, with a generous exercise period for those who reach a 2-year milestone.
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
JD degreeinterpret SEC rulesdraft rule changesregulatory examinationsLTSE compliance
Soft Skills
written communicationverbal communicationorganizational skillscreative problem-solvingdecision-making