Lifelancer

Regulatory Operations Manager

Lifelancer

full-time

Posted on:

Origin:  • 🇮🇳 India

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Job Level

Mid-LevelSenior

About the role

  • All aspects of tasks related to prevention, detection, assurance & oversight of Regulatory reporting function.
  • Manage back reporting functions for in scope trades within deadline in coordination with stakeholders
  • Exception Monitoring & Control processes to be run and remediated ensuring trades related to technical fixes which are prioritised are remediated daily where possible, e.g. static updates.
  • Timely responses to external & internal queries.
  • Assist with building tactical and strategic processes and collaborate with Technology & Change teams to deliver strategic metrices.
  • Ensure adherence to Process Documents including regular up-dation and execution of the same.
  • Ensure robust control framework is enriched and followed by Regops team.
  • Actively participate in group Projects/changes
  • Practice robust controls on reporting to evidence completeness, accuracy & timeliness.
  • Maintain consistency of processes & MI across regulatory regimes e.g. SFTR, MIFID & EMIR…etc
  • Identify improvement to processes & drive delivery of change management.
  • Collaboration across teams, regions & time zones to meet the responsibilities of the global team.
  • Understand the system architecture limitations & remediation plans to ensure impact on day to day reporting can be mitigated.
  • Evolve, improve & question processes and ensure timely escalations of issues.
  • Display exemplary conduct and live by the Group’s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters

Requirements

  • All aspects of tasks related to prevention, detection, assurance & oversight of Regulatory reporting function.
  • Manage back reporting functions for in scope trades within deadline in coordination with stakeholders
  • Exception Monitoring & Control processes to be run and remediated ensuring trades related to technical fixes which are prioritised are remediated daily where possible, e.g. static updates.
  • Timely responses to external & internal queries.
  • Assist with building tactical and strategic processes and collaborate with Technology & Change teams to deliver strategic metrices.
  • Ensure adherence to Process Documents including regular up-dation and execution of the same.
  • Ensure robust control framework is enriched and followed by Regops team.
  • Actively participate in group Projects/changes
  • Strategy Practice robust controls on reporting to evidence completeness, accuracy & timeliness.
  • Maintain consistency of processes & MI across regulatory regimes e.g. SFTR, MIFID & EMIR…etc
  • Identify improvement to processes & drive delivery of change management.
  • Collaboration across teams, regions & time zones to meet the responsibilities of the global team.
  • Share knowledge gained from CRO & RM space with peers
  • Active participation in driving improvement in processes and services based on gained knowledge
  • Be part of the execution of the core CRO tasks.
  • Execute prevention, detection, Assurance & oversight processes within the reporting function.
  • Understand the system architecture limitations & remediation plans to ensure impact on day to day reporting can be mitigated.
  • Evolve, improve & question processes and ensure timely escalations of issues.
  • Display exemplary conduct and live by the Group’s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
  • Lead to achieve the outcomes set out in the Bank’s Conduct Principles
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters