All aspects of tasks related to prevention, detection, assurance & oversight of Regulatory reporting function.
Manage back reporting functions for in scope trades within deadline in coordination with stakeholders
Exception Monitoring & Control processes to be run and remediated ensuring trades related to technical fixes which are prioritised are remediated daily where possible, e.g. static updates.
Timely responses to external & internal queries.
Assist with building tactical and strategic processes and collaborate with Technology & Change teams to deliver strategic metrices.
Ensure adherence to Process Documents including regular up-dation and execution of the same.
Ensure robust control framework is enriched and followed by Regops team.
Actively participate in group Projects/changes
Practice robust controls on reporting to evidence completeness, accuracy & timeliness.
Maintain consistency of processes & MI across regulatory regimes e.g. SFTR, MIFID & EMIR…etc
Identify improvement to processes & drive delivery of change management.
Collaboration across teams, regions & time zones to meet the responsibilities of the global team.
Understand the system architecture limitations & remediation plans to ensure impact on day to day reporting can be mitigated.
Evolve, improve & question processes and ensure timely escalations of issues.
Display exemplary conduct and live by the Group’s Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters
Requirements
All aspects of tasks related to prevention, detection, assurance & oversight of Regulatory reporting function.
Manage back reporting functions for in scope trades within deadline in coordination with stakeholders
Exception Monitoring & Control processes to be run and remediated ensuring trades related to technical fixes which are prioritised are remediated daily where possible, e.g. static updates.
Timely responses to external & internal queries.
Assist with building tactical and strategic processes and collaborate with Technology & Change teams to deliver strategic metrices.
Ensure adherence to Process Documents including regular up-dation and execution of the same.
Ensure robust control framework is enriched and followed by Regops team.
Actively participate in group Projects/changes
Strategy Practice robust controls on reporting to evidence completeness, accuracy & timeliness.
Maintain consistency of processes & MI across regulatory regimes e.g. SFTR, MIFID & EMIR…etc
Identify improvement to processes & drive delivery of change management.
Collaboration across teams, regions & time zones to meet the responsibilities of the global team.
Share knowledge gained from CRO & RM space with peers
Active participation in driving improvement in processes and services based on gained knowledge
Be part of the execution of the core CRO tasks.
Execute prevention, detection, Assurance & oversight processes within the reporting function.
Understand the system architecture limitations & remediation plans to ensure impact on day to day reporting can be mitigated.
Evolve, improve & question processes and ensure timely escalations of issues.
Display exemplary conduct and live by the Group’s Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
Lead to achieve the outcomes set out in the Bank’s Conduct Principles
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters