Senior Compliance Officer – UDAAP
KeyBank
full-time
Posted on:
Location Type: Hybrid
Location: Brooklyn • New York • Ohio • United States
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Salary
💰 $96,000 - $181,000 per year
Job Level
About the role
- Execute testing and continuous monitoring to evaluate Key’s UDAAP compliance with regulatory requirements.
- Deliver testing results within established timeframes and identify opportunities, establish action plans, and drive solutions to continuously improve compliance program, and increase efficiency
- Utilize data analysis tools and techniques to analyze, quantify, and/or assess UDAAP risks and to evaluate controls to identify potential weaknesses and/or control gaps.
- Monitor and recommend improvements to business processes, which are necessary to meet regulatory changes and further mitigate UDAAP compliance risk exposure to Key.
- Assist with supporting the LOB on UDAAP -related regulatory exam and internal audit activities
- Clearly document and communicate the results or conclusions from any UDAAP testing and monitoring performed
Requirements
- Bachelor's Degree , or an advanced degree (preferred)
- Minimum 3 years of UDAAP Compliance experience with strong knowledge of applicable regulations, and a strong focus on risks and controls.
- CRCM certification (preferred)
- Knowledge of internal controls, risk assessments, and compliance testing and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes.
- Demonstrated skill in effectively communicating (verbal and written) results to a diverse audience;
- Ability to work closely with a diverse/cross-functional group and ability to work well in a team environment
Benefits
- Incentive compensation which may include production, commission, and/or discretionary incentives
- Health insurance
- Flexible work arrangements
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
data analysisrisk assessmentcompliance testingmonitoring processesinternal controlsUDAAP complianceregulatory complianceanalyticscompliance processes
Soft Skills
effective communicationteamworkproblem-solvingcollaboration
Certifications
CRCM certification