Associate Director – Mid Office, Capital Markets
Huntington National Bank
full-time
Posted on:
Location Type: Hybrid
Location: Columbus • Illinois • New York • United States
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Salary
💰 $70,000 - $140,000 per year
Job Level
About the role
- Monitor trade affirmations to comply with T+1 regulations
- Ensure timely and accurate settlement of trades, while mitigating operational risk
- Process and reconcile daily trade settlements in a timely and accurate manner
- Monitor and manage trade exceptions, ensuring prompt resolution and escalation when necessary
- Conduct thorough research and analysis to identify and resolve any discrepancies in trade settlements
- Collaborate with various internal teams to ensure smooth settlement processes
- Develop and maintain strong relationships with external clients and counterparties to facilitate efficient settlement processes
- Stay up to date on industry regulations and compliance requirements related to trade settlements
Requirements
- Bachelor’s Degree
- 2 or more years experience in trade operations, settlements, or allocations
- FINRA Series 7
- An additional 5 years’ experience in product area may be considered in lieu of Bachelor’s degree
- Experience working with mortgage products, including TBA and Pools
- Knowledge of securities regulations, compliance, and industry standards
Benefits
- health insurance coverage
- wellness program
- life and disability insurance
- retirement savings plan
- paid leave programs
- paid holidays
- paid time off (PTO)
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
trade settlementstrade affirmationsoperational risk mitigationreconciliationdiscrepancy resolutionmortgage productsTBAPoolssecurities regulationscompliance
Soft Skills
collaborationrelationship managementcommunicationproblem-solvinganalytical skills
Certifications
Bachelor’s DegreeFINRA Series 7