Compliance

• Report directly to the GalaxyOne Head of Compliance
• Assist across multiple Compliance workstreams and collaborate closely with the Client Services team
• Manage escalations across KYC, KYB, transaction monitoring, and fraud cases
• Oversee KYC/AML processes, ensuring customer identification and due diligence
• Conduct KYB checks for business customers, vetting company structures and owners
• Review and monitor transactions for suspicious activity and recommend remediation actions
• Develop and maintain fraud detection systems and investigate suspicious activity
• Assist in conducting Bank Secrecy Act (BSA) audits and prepare reports for management and regulators
• Continuously evaluate and update compliance policies and procedures
• Manage relationships with third-party vendors and conduct periodic risk assessments
• Assist in managing and tracking licensing applications, renewals, and maintenance (MTLs, State Lending Licenses)
• Review marketing materials and campaigns for regulatory compliance
• Review, track, and report on escalated customer complaints to partners and regulators
• Own daily, monthly, and quarterly reviews from start to finish
• Provide real-time updates to business partners on regulatory licensing workstreams
• Fully remote role requiring candidates to be in Eastern or Central time zones

Compliance Associate

Compliance Analyst

Compliance Specialist

Unclaimed Property Compliance Associate

Regulatory Intelligence Intern

Regional Compliance Officer