Five9

Senior Director, Corporate and Securities Counsel

Five9

full-time

Posted on:

Location Type: Hybrid

Location: San Ramon • California • 🇺🇸 United States

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Salary

💰 $160,400 - $420,700 per year

Job Level

Senior

About the role

  • Assist in managing all aspects of public company reporting, including 10-Ks, 10-Qs, 8-Ks, and Section 16 filings.
  • Lead preparation and analysis of proxy statements, related party transactions, D&O questionnaires, and corporate compliance calendars, as well as advise on executive compensation disclosures.
  • Advise on corporate governance matters, including board and committee support, shareholder engagement, and sustainability and governance disclosures.
  • Oversee Regulation FD compliance, collaborate with investor relations on investor engagement, and lead preparation for Five9’s annual stockholder meeting.
  • Oversee administration of Five9’s Insider Trading Policy and 10b5-1 plans, and oversee preparation of beneficial ownership reports for directors and officers.
  • Review external communications, including press releases, investor presentations, and other announcements in collaboration with investor relations and marketing/communications teams.
  • Develop and maintain policies and procedures related to securities law compliance and risk management, while working closely with internal audit on SOX compliance.
  • Assist treasury and accounting teams with credit facilities and other financing arrangements, and advise on capital markets transactions.
  • Advise on governance trends, SEC and Nasdaq regulations, and industry best practices, preparing insights for presentation to the Nominating and Governance Committee.
  • Manage sustainability and governance program initiatives and reporting.
  • Ensure compliance with SEC, Nasdaq, and other regulatory requirements.
  • Collaborate with finance, investor relations, and leadership on disclosure strategy and risk management.
  • Provide broad-based legal support across corporate governance, subsidiary management, employment matters, disputes, regulatory subpoenas and other general corporate matters.
  • Handle special projects as needed, adapting to a fast-paced, evolving environment.
  • Partner with business stakeholders to manage legal risk and enable growth.

Requirements

  • Degree from an accredited law school and active bar membership.
  • Member in good standing with a U.S. State Bar.
  • 7+ years of relevant experience at a law firm or in-house, with a strong preference for candidates with significant in-house public company securities experience.
  • Deep knowledge of U.S. securities laws, corporate governance, and disclosure obligations.
  • Demonstrated ability to support legal functions in a high-tech environment.
Benefits
  • Health, dental, and vision coverage, beginning on the first day of employment. Five9 covers 100% of the employee portion of the health, dental and vision coverage and shares a high portion of the dependent cost.
  • Short & Long-Term Disability, Basic Life Insurance, and a 401k saving plan with employer matching.
  • Access to an innovative mental health support platform that offers personalized care and resources in areas such as therapy, coaching and self-guided mindfulness exercises for all covered employees and their covered dependents.
  • Generous employee stock purchase plan.
  • Paid Time Off, Company paid holidays, paid volunteer hours and 12 weeks paid parental leave.

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
public company reporting10-K10-Q8-Kproxy statementsexecutive compensation disclosuresRegulation FD compliancesecurities law complianceSOX compliancecapital markets transactions
Soft skills
leadershipcollaborationadvisorycommunicationrisk managementadaptabilitystakeholder managementinsight preparationproject managementengagement
Certifications
degree from an accredited law schoolactive bar membershipmember in good standing with a U.S. State Bar
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