Licensed Investment Support Specialist II
Fifth Third Bank
full-time
Posted on:
Location Type: Remote
Location: California • United States
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Salary
💰 $45,100 - $85,600 per year
About the role
- Provide daily administrative support to designated registered representatives and existing and potential clients
- Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order entry etc.
- Perform account maintenance including opening new accounts, money transfer requests, executing orders, address changes, etc.
- Ensure that all assigned trading transactions are executed in a timely and accurate manner
- Maintain close contact with clients to ensure they are informed about industry changes and deepen relationships
- Educate and coach business partners on current market conditions, products, compliance and operational duties
- Support multiple registered securities representatives or representatives with very large books of business
- Work closely with Banking Center or Private Bank partners to identify new client opportunities and deepen existing client relationships
Requirements
- High school diploma or equivalent
- Bachelor's degree in Finance, Economics, or Business Management preferred
- Securities Industry Essentials (SIE), Series 7, 66 (or 65 and 63), appropriate state resident insurance licenses
- Five (5) years of brokerage or related financial services experience
- Excellent understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking products
- Prior Brokerage experience preferred
- Excellent communication and organizational skills
- Ability to work independently with limited supervision
- Intermediate computer skills with demonstrated knowledge of Microsoft Word, Excel, and Power Point
Benefits
- Extensive benefits programs designed to support individual needs of employees and their families
- Physical, financial, emotional and social well-being support
- Incentive compensation plan based on company, line of business and/or individual performance
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
account maintenanceorder entryrisk managementtrading transactionsfinancial services experiencecompliance regulationsinvestment brokerage productsbanking products
Soft Skills
communication skillsorganizational skillsindependent workrelationship buildingcoaching
Certifications
Securities Industry Essentials (SIE)Series 7Series 66Series 65Series 63