coni+partner AG

• Preparing FATCA and CRS reports for private equity funds
• Reviewing data for accuracy and liaising with tax authorities
• Supporting front-office teams with tax due diligence
• Assisting with preparation of annual tax returns and reviewing externally prepared tax returns
• Providing support to investors in the DACH region
• Conducting data quality checks for tax reporting
• Analyzing regulatory changes and assessing operational impacts
• Maintaining and optimizing tax policies, procedures and technical documentation
• Contributing to process and system improvements across the group

Specialist, Tax Reporting

Auditor

• Responsible for auditing the bank's technology and security controls
• Cooperation in the preparation and conduct of audits to assess the adequacy and effectiveness of internal controls
• Carrying out audit engagements as lead auditor within the banking group
• Identify weaknesses in IT processes, testing of key controls, and execute fieldwork in line with internal methodology systems
• Advising line management as a trusted partner and critical advisor
• Record the findings in high-quality audit reports
• Supporting the Head of Internal IT Audit with the management of the annual plan
• Monitoring developments in the areas of data protection and cybersecurity
• Organising and delivering training sessions and workshops

CISA Internal Auditor, IT

Business Analyst

• Monitor relevant regulatory obligations such as EMIR and MiFID II and perform gap analyses
• Continuously review the control framework and update business documentation
• Execute controls as the second line of defence
• Ensure compliance with applicable laws and regulations
• Conduct relevant analyses, including risk‑based control framework assessments
• Update IT systems with the latest regulatory requirements
• Review and streamline processes and conduct user acceptance testing (UAT)
• Manage remediation of identified vulnerabilities
• Act as the point of contact for the business on regulatory compliance matters related to trading activity
• Prepare reports for Senior Management and regulatory authorities
• Organise workshops, training, ad hoc meetings and employee briefings on relevant topics

Business Analyst – EMIR, MiFID II Compliance

Compliance

• Member of a competence center responsible across the group for managing compliance-related risks
• Contribute to the compliance program to combat financial crime and to update these banking standards group-wide
• Monitor and review local or regional policies and procedures
• Conduct AML, FATCA and CRS audits as required
• Assess compliance risks in the area of financial crime
• Responsible for the approval process when onboarding high-risk clients
• Responsible for reviewing serious compliance breaches within the banking group
• Collaborate with front-office colleagues, team or department heads, and senior colleagues in the CRO Office

Analyst, Business Risk – FATCA / CRS Compliance

Software Engineer

• Participate in Avaloq projects across the full lifecycle, from analysis and design to implementation, integration, testing and rollout of business concepts for regulatory services
• Drive development efforts together with stakeholders and implement updates to regulatory requirements and related processes
• Responsible for solution design as well as programming and configuration of solutions for the business and associated peripheral systems, plus testing
• Contribute to project design regarding best practices and support project implementation through agile transformation
• Develop and maintain in-house solutions and interfaces
• Ensure availability of business-critical services and support IT systems with a focus on stability and robustness
• Coordinate with external vendors when implementing new solutions and in cross-functional projects
• Assess newly submitted change requests from a developer’s perspective
• Monitor smooth operations, customer satisfaction, quality improvements and efficiency gains
• Support ad-hoc projects as required.

Developer, Avaloq Regulatory Services

• Responsible for auditing the bank's technology and security controls
• Cooperation in the preparation and conduct of audits to assess the adequacy and effectiveness of internal controls, including aspects of cyber and information security
• Carrying out audit engagements as lead auditor within the banking group, identify weaknesses in IT processes, testing of key controls, and execute fieldwork in line with internal methodology systems
• Advising line management as a trusted partner and critical advisor, based on the findings, until the weaknesses have been addressed and replaced with efficient, more robust processes in accordance with standards
• Record the findings in high-quality audit reports, which are submitted to the Head of Internal Audit for review
• Supporting the Head of Internal IT Audit with the management of the annual plan and promoting automated business and risk monitoring
• Monitoring developments in the areas of data protection, cybersecurity and regulatory requirements
• Monitoring developments in the areas of data protection and cybersecurity, and keeping track of changes to legal requirements
• Organising and delivering training sessions and workshops, where necessary, to maintain a high level of security awareness and minimise operational risks
• Supporting company-wide risk awareness programmes
• Research and evaluate emerging technologies and provide recommendations for implementation.

CISA Internal Auditor, Technology

Security Engineer

• Develop engaging training and awareness initiatives to strengthen the bank’s security posture, with a focus on phishing
• Monitor and respond to security threats and incidents
• Conduct phishing simulations and track compliance
• Create and deliver high-quality content to train employees on phishing best practices
• Track employee training and ensure compliance with organizational and regulatory requirements
• Analyze results from training sessions and phishing simulations to identify trends and improvement opportunities
• Analyze security data and prepare reports for senior management on risks and potential vulnerabilities
• Identify opportunities for improvement and recommend changes to ensure compliance with security standards
• Develop and implement policies and procedures to maintain compliance with security standards
• Organize and conduct training sessions and workshops to sustain high phishing awareness and minimize operational risk
• Support company-wide security awareness programs
• Research and evaluate emerging technologies and provide recommendations for implementation

Associate, IT Security — Phishing Awareness

Risk

• Member of a competence center responsible across the group for handling compliance risks
• Contribute to the compliance program to combat financial crime and to updating these banking standards group-wide
• Monitor and review local or regional policies and procedures
• Conduct AML, FATCA and CRS audits as required
• Assess compliance risks in the area of financial crime
• Responsible for the approval process during onboarding of high-risk clients
• Responsible for investigating serious cases of compliance breaches within the banking group
• Collaborate with front-office colleagues, team or department heads, and senior colleagues in the CRO office
• Responsible for specialist training in financial crime / AML, FATCA and CRS to strengthen a sustainable compliance culture among front-line staff, helping to keep risks low and prevent reputational damage
• Prepare reports and deliver presentations to senior management.

Business Analyst, Risk Compliance, FATCA/CRS

• Advising on regulatory requirements
• Supporting the implementation of new funds
• Providing compliance frameworks
• Reviewing and monitoring compliance with regulations
• Developing internal compliance policies

Compliance Analyst, Fund Industry

Engineer

• Responsible for the operation and support of the core infrastructure based on IBM Power Systems and AIX operating systems
• Development, implementation and maintenance of AIX-based enterprise systems
• Participation in project design and implementation
• Automation of routine tasks using Ansible
• Provide second-level support
• Work on ad hoc projects

Engineer, Bank System, IBM AIX 7.x

• Responsible for IT project management and end-to-end application administration, including business and compliance requirements for the bank’s Order Management System (OMS)
• Maintain and further develop the OMS as a central "control center" to prevent errors and optimize order fulfillment by managing orders across multiple channels from a single location
• Monitor operational stability and performance and ensure the application functions optimally
• Collaborate with relevant departments to improve services or implement new requirements in applicable areas, including network components
• Develop new integrations, market connections and features within the Front Arena trading system
• Support the business in daily operations and ensure secure, reliable and efficient operations, as well as continuous improvement
• Improve system stability and drive automation
• Oversee vendor management and SLAs, including documenting vendor performance
• Ensure compliance with the bank’s IT policies and keep documentation up to date and maintained
• Participate in ad-hoc projects.

Application Developer, Order Management System

• Responsible for auditing the bank's technology and security controls
• Collaborate in planning and conducting audits to assess the adequacy and effectiveness of internal controls, including cyber and information security aspects
• Lead audit engagements across the banking group, identify weaknesses in IT processes, test key controls, and perform fieldwork in accordance with internal methodologies
• Act as a trusted partner and critical advisor to line management, advising on remediation until weaknesses are addressed and replaced by efficient, more robust processes that meet standards
• Document findings in high-quality audit reports for submission to the Head of Internal Audit
• Support the Head of Internal IT Audit in managing the annual audit plan and promote automated business and risk monitoring
• Monitor developments in data protection, cybersecurity and regulatory requirements
• Research and evaluate emerging technologies and provide implementation recommendations.

CISA Internal Auditor – Technology and Security Controls

• Member of a competence center responsible group-wide for managing compliance risks
• Contribute to the compliance program to combat financial crime and update these bank standards across the group
• Monitor and review local and regional policies and procedures
• Conduct AML, FATCA and CRS audits as required
• Assess compliance risks in the area of Financial Crime
• Responsible for the approval process when onboarding high-risk clients
• Responsible for investigating serious cases of compliance breaches within the banking group
• Collaborate with front-office colleagues, team or department heads, and senior colleagues in the CRO office
• Responsible for specialized training in Financial Crime / AML, FATCA and CRS to reinforce a sustainable compliance culture among front-line staff, keep risks low and prevent reputational damage
• Prepare reports and deliver presentations to senior management.

Business Risk Analyst – FATCA, CRS

Data Scientist

• Responsible for providing data analytics and IT services to Group Internal Audit
• Prepare in-depth or rapid data analyses to support the planning and execution of risk-based audits
• Develop management reports for advanced analytical purposes
• Ensure transparency and quality in quantitative statements concerning master data
• Develop and integrate innovative, data-driven audit approaches
• Collaborate on AI projects to advance business intelligence within Group Audit
• Work closely with auditors and with stakeholders in Compliance and Risk Management
• Support training initiatives to raise data analytics awareness
• Participate in pilot and ad hoc projects

Associate Data Scientist – Audit

Financial Crime

• Member of a competence center responsible across the group for managing compliance-related risks
• Responsible for the Financial Crime Compliance program and for updating these bank-wide standards across the group
• Monitoring and conducting audits of local and regional policies and procedures
• Performing AML, FATCA and CRS audits as required
• Assessing compliance risks in the area of financial crime
• Responsible for the approval process when onboarding high‑risk clients
• Responsible for investigating serious compliance breaches within the banking group
• Collaborating with client-facing colleagues, team or department heads, and senior colleagues in the CRO office
• Responsible for delivering specialist training in Financial Crime / AML, FATCA, CRS to strengthen a sustainable compliance culture among front-office staff, to keep risks low and prevent reputational damage
• Reporting and presenting to senior management.