Confluence

Implementation Consultant – Compliance

Confluence

full-time

Posted on:

Location Type: Hybrid

Location: United Kingdom

Visit company website

Explore more

✨ AI Apply
Apply

Job Level

SeniorLead

About the role

  • As an **Implementation Consultant** you will**
  • play a vital role in the successful delivery of solutions to our clients and act as liaisons across a wide range of stakeholders, both internal and external by way of their deep understanding of the FinTech industry coupled with exceptional system, technology, analysis and communication skills.
  • Consultants collaborate with clients to understand their business problems, analyze their current business processes, understand the clients’ success criteria, translate that into requirements, and assist in the design to deliver the best implementation to meet the clients’ goals.
  • You would be supporting our Signal platform, which manages Investment Compliance Monitoring (ICM), forming part of a global team across Europe, North America, India and South Africa.

Requirements

  • 7+ years’ experience in investment compliance, either:
  • Within a compliance function at an asset manager, **or**
  • In a consulting or implementation role at a software vendor or consultancy.
  • Extensive client-facing experience with the ability to lead conversations with authority and credibility.
  • Hands-on experience configuring or implementing compliance platforms.
  • Substantial shareholding legislation and disclosure rules
  • Sensitive industries legislation and regulatory obligations
  • Position limits legislation
  • SEC regulatory filings, including **13G** and **13F-2**
  • Strong data and gap analysis capabilities, including detailed knowledge of asset type treatment
  • Ability to advise, challenge, and guide clients with confidence
  • A genuine desire to remain hands-on across client engagement and system setup
  • Strong problem-solving approach with exceptional analytical understanding
Benefits
  • Generous **Time Off** packages including additional half days with each public holiday in your location.
  • **Global Career Development **opportunities
  • **Social Events**
  • **Referral Bonus scheme **- Upto $3,000 per successful referral
  • **Plus many more!**
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
investment compliancecompliance platformsdata analysisgap analysissystem implementationconfigurationSEC regulatory filings13G13F-2shareholding legislation
Soft Skills
client-facing experienceleadershipcommunicationproblem-solvinganalytical skillsadvisingguiding clientscollaborationauthoritycredibility