ComplyRight, Inc.

Events

• Lead the fraud risk management program across all payment channels and customer segments.
• Oversee fraud monitoring and detection, claims management, and continuous improvement of fraud controls.
• Own and manage the Fraud Prevention Framework (policies, procedures, controls) across ACH, wires, checks, debit cards, ATM, Zelle, online and mobile banking.
• Establish fraud risk tolerances, monitoring standards, and escalation thresholds.
• Oversee daily fraud monitoring and detection (e.g., NICE Actimize, SQN).
• Lead end-to-end fraud investigations and claims management across payment types.
• Produce fraud dashboards and management reporting.

Fraud Prevention Manager

Auditor

• Executing financial, operational, compliance, IT audits and special reviews in assigned areas or departments, in accordance with Internal Audit standards.
• Supporting the evaluation and improvement of the bank’s risk management, control, and governance processes by identifying process efficiencies, leveraging automated tools, and applying data analytics to meet audit objectives.
• Performing audit testing, basic data analytics, and risk assessments.
• Supporting audit reporting and communicating findings and improvement opportunities to management.
• Collaborating with senior auditors, external auditors, and business stakeholders to ensure compliance with policies, enhance audit effectiveness, and continuously improve audit satisfaction across the organization.

Staff Auditor

Affiliate Manager

• Help borrowers become mortgage-ready and guide them through the loan process from application to closing
• Prequalify borrowers, issue accurate pre-approvals, and manage the loan pipeline to ensure on-time closings
• Work closely with the Loan Officer, borrowers, processors, underwriters, and referral partners to create a smooth and exceptional client experience
• Maintain professional communication in all calls and emails
• Deliver a concierge-level experience for borrowers and referral partners
• Stay up to date on investor guidelines and program changes
• Attend team pipeline meetings and collaborate with processing teams

Loan Partner 2

Security Engineer

• Manage daily information security monitoring activities and oversee responses to security alerts, incidents, and threats
• Monitor databases, systems, and networks for suspicious or unauthorized activities and initiate corrective actions as needed
• Review exception reports, investigate anomalies, and ensure timely remediation of deficiencies
• Modify security configurations, access controls, and user permissions to reflect system changes, new software, or role changes
• Supervise and direct the daily work of the Information Security Officer and Information Privacy Administrator, including task assignments, priorities, and performance guidance
• Provide ongoing on‑the‑job training and cross‑training to ensure operational continuity and adequate backup coverage
• Serve as escalation point for information security and data privacy issues
• Identify potential security risks and vulnerabilities across systems, applications, and data environments
• Conduct regular risk assessments and implement appropriate mitigation strategies
• Monitor adherence to internal security policies, industry standards, and regulatory requirements
• Respond to internal and external information security audit findings and coordinate remediation efforts
• Review violations of computer security procedures and ensure corrective actions prevent recurrence
• Monitor implementation of new systems and applications to ensure security controls are embedded in design and deployment in accordance with Bank policy
• Confer with users, system owners, and management regarding data access requirements, security concerns, system changes, and remediation actions
• Serve as an internal consultant on data security, business continuity, and disaster recovery matters
• Coordinate penetration testing, vulnerability scans, and Bank‑wide risk assessments with internal teams and third‑party vendors
• Track findings, manage remediation plans, and validate resolution

Information Security Manager

Account Manager

• Attracting and developing new personal and commercial deposits, loans, and investment relationships.
• Pursuing opportunities to expand existing relationships through business development.
• Complying with all related CIP and BSA/AML requirements.
• Driving business growth by leading the service delivery model strategy for their respective market.
• Managing and reviewing active loan portfolios.

VP, Relationship Manager – PCS

Customer Support

• Handle account maintenance, reviewing documentation, processing wires, internal transfers, CD reinvestments and withdrawals, debit card requests, loan payments and advances
• Respond to customer and internal service requests
• Actively manage tickets in the KACE queue in accordance with SLAs
• Ensure confidentiality of sensitive information
• Report system downtime
• Assist BSC Officers as needed
• Serve as backup support for the Contact Center
• Provide administrative and operational assistance to ensure efficient, accurate, and timely service delivery across the bank

Customer Service Representative

Compliance

• Support the development, implementation, and maintenance of the Wealth Management’s compliance program in accordance with applicable state regulations.
• Create, organize, and maintain compliance books and records.
• Prepare, reconcile, and analyze discrepancies across compliance systems and forms, escalating items that require operational updates.
• Prepare, update, and maintain compliance-related spreadsheets and reports, including licensed employee lists, registered representative documentation, and Outside Business Activities (OBA) records.
• Support exception reporting, including account-level research, title matching, status validation, and documentation of findings.
• Perform ongoing monitoring activities in line with written policies, ensuring required frequencies are met (monthly, quarterly, annually).
• Collect, organize, and analyze large data sets and reports, including trade blotters, wire activity, SAR listings, account populations, and customer risk categories.
• Support regulatory examinations, audits, and inquiries from regulators.
• Coordinate and compile documentation for audits and regulatory reviews, ensuring completeness and accuracy across defined periods.
• Prepare requested documentation, assist with responses to regulatory findings, and support remediation efforts.
• Act as a liaison between Compliance, Operations, and third-party vendors to track open items, follow up on pending requests, and confirm completion of deliverables.
• Conduct ongoing surveillance, testing, and monitoring of business activities to identify compliance risks, deficiencies, and control gaps.

Wealth Management Compliance Analyst

Analyst

• Conduct in-depth customer and transaction reviews using internal banking systems, public and internet-based research, and collaborate with internal stakeholders to determine whether account activity is consistent with expected customer behavior.
• Based on investigative findings, recommend appropriate actions to BSA Management, including the preparation and filing of Suspicious Activity Reports (SARs) with FinCEN.
• Perform ongoing monitoring of accounts with previously filed SARs, ensuring continued surveillance of unusual patterns or trends.
• Partner with account officers to address KYC deficiencies, issue Requests for Information (RFIs), and maintain comprehensive case documentation.
• Support strong investigative and compliance practices across the team.
• Mentor and guide the BSA Analyst I team.

BSA Analyst II

• Manage a portfolio of depository accounts and corporate loan portfolio
• Provide high level of personal customer service and maintains favorable customer relations
• Obtain documentation for closing loans; Organize scheduling and closings
• Monitor overdrawn and uncollected accounts
• Develop business to include new and existing customers from $50,000 and above
• Respond to incoming customer inquiries and requests in a timely manner
• Perform due diligence on the BSA/KYC write-ups and profile
• Ensure efficiency with customers’ accounts in all their bank products
• Prospect and meet with potential customers and sell loan products and services

AVP, Relationship Manager – IBC

Data Engineer

• Architect and scale next-generation big data ecosystem.
• Leverage Databricks to design robust ETL pipelines, implement sophisticated data models, and integrate diverse streaming and API sources.
• Bridge the gap between complex engineering requirements and actionable business insights.
• Ensure high-performance and compliance of data infrastructure.
• Build and maintain high-performance, scalable ETL/ELT pipelines.
• Architect robust integrations across ecosystem, including APIs and databases.
• Implement data transformation logic, data enrichment, and cleansing protocols.
• Develop high-efficiency data models and schemas, maximizing query performance.
• Oversee and optimize cloud-based infrastructure using containerization and distributed computing.
• Empower Machine Learning initiatives and collaborate with Data Science teams for predictive models.
• Design and implement Zero-Touch automation for CI/CD.
• Execute data governance, lineage tracking, and access controls.
• Maintain comprehensive technical documentation.

• The Staff Auditor I is responsible for executing financial, operational, compliance, IT audits and special reviews in assigned areas or departments, in accordance with Internal Audit standards.
• This role supports the evaluation and improvement of the bank’s risk management, control, and governance processes by identifying process efficiencies, leveraging automated tools, and applying data analytics to meet audit objectives.
• The position involves performing audit testing, basic data analytics, and risk assessments; supporting audit reporting; and communicating findings and improvement opportunities to management.
• The Staff Auditor also collaborates with senior auditors, external auditors, and business stakeholders to ensure compliance with policies, enhance audit effectiveness, and continuously improve audit satisfaction across the organization.

Staff Auditor I

• Review, investigate, and disposition OFAC, PEP, OB, and FinCEN 314(a) alerts generated by the Bank’s screening systems, determining whether to clear or escalate cases to the OFAC Manager.
• Conduct detailed investigations using internal systems (KYC, core banking platforms) and external sources, including internet research and World-Check, to resolve customer and transaction screening alerts.
• Review alerts related to new account openings, customer profile updates, and ongoing monitoring activity to ensure accurate risk assessment.
• Analyze bi-monthly FinCEN 314(a) lists for potential matches and document findings in accordance with regulatory standards.
• Prepare complete case documentation by annotating decisions and attaching supporting evidence within the OFAC monitoring system.
• Create and maintain system files for confirmed or potential OFAC matches requiring escalation.
• Support internal business units, including Retail Banking, Lending, Commercial Real Estate, International, Wire Transfers, and Wealth Management—by performing enhanced OFAC and PEP research and verifications.
• Communicate with account officers to obtain additional customer or non-customer identifying information when required.
• Update and maintain the Bank’s charge-off and internal watch lists within the OFAC system, as requested by Special Assets and Regulatory Risk Management.
• Assist with updates to departmental policies and procedures and participate in team meetings, special projects, and other assigned compliance initiatives.