ComplyRight, Inc.

Analyst

• Review, investigate, and disposition OFAC, PEP, OB, and FinCEN 314(a) alerts generated by the Bank’s screening systems, determining whether to clear or escalate cases to the OFAC Manager.
• Conduct detailed investigations using internal systems (KYC, core banking platforms) and external sources, including internet research and World-Check, to resolve customer and transaction screening alerts.
• Review alerts related to new account openings, customer profile updates, and ongoing monitoring activity to ensure accurate risk assessment.
• Analyze bi-monthly FinCEN 314(a) lists for potential matches and document findings in accordance with regulatory standards.
• Prepare complete case documentation by annotating decisions and attaching supporting evidence within the OFAC monitoring system.
• Create and maintain system files for confirmed or potential OFAC matches requiring escalation.
• Support internal business units, including Retail Banking, Lending, Commercial Real Estate, International, Wire Transfers, and Wealth Management—by performing enhanced OFAC and PEP research and verifications.
• Communicate with account officers to obtain additional customer or non-customer identifying information when required.
• Update and maintain the Bank’s charge-off and internal watch lists within the OFAC system, as requested by Special Assets and Regulatory Risk Management.
• Assist with updates to departmental policies and procedures and participate in team meetings, special projects, and other assigned compliance initiatives.

OFAC Analyst

Business Development Rep

• Responsible for generating business clientele
• Prospect and meet with potential customers
• Build and manage a pipeline of prospective clients
• Conduct financial needs assessments
• Prepare and approve commercial loans

Business Development Officer

• Responsible for business development and managing portfolios
• Generate business clientele and expanding revenues
• Conduct on-site visits to assess customer needs
• Build and manage a pipeline of prospective clients
• Manage corporate loan portfolio and depository accounts
• Represent the bank at local events and networking functions