About the role
- Deliver the Compliance Plan for the UK regulated entity and operate compliance systems and controls
- Implement and monitor UK compliance policies and procedures across the UK business
- Advise internal stakeholders on all aspects of UK compliance and report to Simon Jenvey
- Support external stakeholders, including the FCA and Lloyd’s, and support CFC Syndicate 1988
- Help manage the Group UK compliance function and operational management of the UK Compliance team
- Support the Compliance Monitoring Manager in planning and roll-out of the Compliance Monitoring Programme
- Effectively operate financial crime and sanctions controls and conduct risk controls
Requirements
- Excellent communicator both written and spoken
- Technical compliance experience, ideally at a Lloyds managing agent or UK-based company market insurer
- Extensive technical knowledge of the FCA Handbook and/or Lloyd’s Principles
- London market insurance experience (managing agent, insurer, broker or MGA)
- N.A
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Applicant Tracking System Keywords
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Hard skills
compliance systemscompliance policiescompliance proceduresfinancial crime controlssanctions controlsrisk controlsCompliance Monitoring ProgrammeFCA HandbookLloyd’s Principlestechnical compliance experience
Soft skills
excellent communicator