Compliance

• Carrying out the global compliance testing framework for marketing and external communications including advertising, promotions, social media, and product launch communications (UK focus initially, expanding globally)
• Develop and maintain marketing compliance policies and procedures tailored to different product offerings
• Work closely with Marketing and Compliance to define and operationalize review and approval processes for marketing and product communications to ensure timely compliant go-to-market execution
• Establish monitoring and testing programme for post-campaign compliance reviews, including social media and influencer engagement
• Track, report, and remediate non-compliance incidents arising from marketing activities
• Monitor global regulatory developments relevant to crypto marketing and advertising and implement required changes
• Partner with Compliance and Marketing to ensure product launch communications and campaigns comply with global regulations and company policies
• Support business decision-making considering regulatory risks and compliance obligations
• Develop training materials and deliver regular training and knowledge-sharing sessions
• Report to the UK Deputy MLRO and support protecting the business and customers from financial crime

Regulatory Compliance Analyst

Solution Owner, Quality Management System – Regulatory & Quality

Compliance Officer

Regulatory Affairs Specialist

Compliance Manager

Manager, Ethics & Compliance