Director, Risk Operations
Jobber
Regulatory Compliance Analyst
Uphold
full-time
Posted on:
Location Type: Hybrid
Location: London • 🇬🇧 United Kingdom
Visit company websiteJob Level
Mid-LevelSenior
About the role
- Carrying out the global compliance testing framework for marketing and external communications including advertising, promotions, social media, and product launch communications (UK focus initially, expanding globally)
- Develop and maintain marketing compliance policies and procedures tailored to different product offerings
- Work closely with Marketing and Compliance to define and operationalize review and approval processes for marketing and product communications to ensure timely compliant go-to-market execution
- Establish monitoring and testing programme for post-campaign compliance reviews, including social media and influencer engagement
- Track, report, and remediate non-compliance incidents arising from marketing activities
- Monitor global regulatory developments relevant to crypto marketing and advertising and implement required changes
- Partner with Compliance and Marketing to ensure product launch communications and campaigns comply with global regulations and company policies
- Support business decision-making considering regulatory risks and compliance obligations
- Develop training materials and deliver regular training and knowledge-sharing sessions
- Report to the UK Deputy MLRO and support protecting the business and customers from financial crime
Requirements
- Experience in compliance, legal, or regulatory compliance roles, ideally within financial services or fintech
- Experience with financial promotions and Section21 requirements would be beneficial
- Ability to multi-task and work in a high-paced environment
- Deep understanding of marketing regulations and standards across key jurisdictions (e.g., UK, EU, USA)
- Experience in crypto, blockchain, or digital assets, with strong familiarity with both CeFi and DeFi ecosystems
- Proven ability to design and implement compliance frameworks and controls from scratch
- Excellent stakeholder management and communications skills across global and cross-functional teams
- Experience engaging with regulatory bodies or supporting regulatory audits or exams
- Prior experience in a high-growth tech or startup environment
Benefits
- An amazing work environment driven by extraordinary and passionate people
- International team working in a cutting edge field
- Growth and career opportunities and chance to be proactive and creative
- Flexible and enthusiastic work environment
- Snacks and a lot of coffee and other great benefits
- Open and transparent culture with weekly get-togethers over food and drinks
- Interesting events to keep you connected and celebrate success
- Be part of a company revolutionizing financial services
ATS Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance testingmarketing compliance policiesreview and approval processesmonitoring and testing programmenon-compliance incident trackingregulatory developments monitoringtraining material developmentcompliance frameworks designfinancial promotionsSection 21 requirements
Soft skills
multi-taskingstakeholder managementcommunication skillsknowledge sharingdecision-makingorganizational skillsability to work in high-paced environmentcollaborationproblem-solvingadaptability
