Senior Compliance Manager
Snowplow
Compliance Manager
CFC
full-time
Posted on:
Location Type: Hybrid
Location: London • 🇬🇧 United Kingdom
Visit company websiteJob Level
Mid-LevelSenior
About the role
- Deliver the Compliance Plan for the UK regulated entity and operate compliance systems and controls
- Implement and monitor UK compliance policies and procedures across all areas of the UK business
- Advise internal stakeholders on all aspects of UK compliance and domestic regulatory requirements (FCA and Lloyd’s)
- Support external stakeholders including FCA, Lloyd’s, carriers and partners, including CFC Syndicate 1988
- Help manage the Group UK compliance function and operational management of the UK Compliance team (two UK Compliance Managers, Compliance Analyst, Compliance Assistant)
- Support the turnkey managing agent of CFC Syndicate 1988 to ensure regulatory compliance with FCA and Lloyd’s requirements
- Support the Compliance Monitoring Manager in planning and roll-out of the Compliance Monitoring Programme
- Effectively operate financial crime, sanctions and conduct risk controls and other compliance systems
Requirements
- Excellent communicator both written and spoken, adept at working with a wide variety of stakeholders including up to board level
- Technical compliance experience, ideally acquired working at a Lloyds managing agent or UK based company market insurer
- Extensive technical knowledge of the FCA Handbook and/or Lloyd’s Principles
- London market insurance experience essential (managing agent, insurer, broker or MGA)
Benefits
- N.A 📊 Resume Score Upload your resume to see if it passes auto-rejection tools used by recruiters Check Resume Score
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance systemscompliance policiesregulatory requirementsfinancial crime controlssanctions controlsconduct risk controlsCompliance Monitoring ProgrammeFCA HandbookLloyd’s Principlestechnical compliance experience
Soft skills
excellent communicatorstakeholder managementorganizational skillsadvisory skillsteam management
