Director of Compliance and Trust Administration
Talent Mingle
Senior Vice President, Business Risk and Controls
BNY
full-time
Posted on:
Origin: • 🇺🇸 United States • New York
Visit company websiteSalary
💰 $102,000 - $175,000 per year
Job Level
Senior
About the role
- Develop, implement, and monitor the Non-Financial Risk (NFR) framework aligned with regulatory requirements and internal policies
- Conduct regular risk assessments to identify potential control gaps and areas for improvement
- Collaborate with process owners to identify, escalate, and report risks and ensure effective mitigation strategies
- Perform control testing to assess design and operational effectiveness of controls and provide recommendations for enhancements
- Proactively identify emerging risks and lead initiatives to remediate control gaps, enhance process efficiencies, and implement automation where feasible
- Collaborate with internal compliance teams on reviews and ensure timely corrective actions for findings
- Lead training initiatives to enhance understanding of risk management and control processes and promote a culture of compliance and continuous improvement
Requirements
- Bachelor’s degree in Finance, Business, Risk Management, or in a related field
- 8-10 years of experience in risk management
- At least 3 years in a role within the banking or financial services industry
- Strong understanding of First Line of Defense responsibilities, control frameworks, and regulatory requirements (AML/BSA/KYC/Credit & Commercial Lending etc.)
- Experience in conducting risk assessments, control testing, and implementing remediation plans
