AML Manager – Transaction Monitoring Operations
Capital One
Global Head of KYC Implementation and Oversight – Financial Crimes Compliance
BNY
full-time
Posted on:
Location: New York • 🇺🇸 United States
Visit company websiteSalary
💰 $127,000 - $211,500 per year
Job Level
Lead
About the role
- Provide primary oversight and governance of the Global KYC Program as Co-Chair of the KYC Program Oversight Subcommittee, overseeing systems, controls, and processes and MIS such as KRIs/KPIs
- Support the Global Head of KYC Program Advisory and lead oversight and implementation matters
- Serve as lead working with lines of business, FCC, Global Sanctions and other functions to interpret and implement the Global KYC Program and design enterprise tactical and strategic solutions
- Oversee KYC issue management and resolution, corrective actions, systemic enhancements, and remedial activities
- Serve as a check-and-challenge to business and compliance proposals against the firm’s risk appetite
- Support alignment of the Global KYC Program with the primary operating platform and act as FCC/KYC Advisory Implementation Lead for Operations
- Assess and provide guidance on client lifecycle initiatives; identify, design and support FCC client lifecycle initiatives for prioritization
- Participate in senior management reporting and Operations governance forums on KYC matters and changes
Requirements
- Bachelors degree or higher
- Ten (10) years of total experience required, including 3 years of AML experience preferred
- Ability to operate as an independent owner of the KYC Program Oversight Subcommittee; main point of contact, collaborator and lead in preparation, presentation, and chairing
- Demonstrated engagement with diverse teams across FCC, Operations, Technology and Lines of Business
- Detail oriented, self-starter with can-do attitude; strong written and verbal communication; ability to engage senior stakeholders and run meetings
- Ability to work independently and collaboratively
- Experience in team leadership and management
