Senior Manager, External Fraud Detection Strategy – Modeling Oversight
TD
Assistant Vice President, Internal Audit – Financial Crimes
MUFG
full-time
Posted on:
Location Type: Hybrid
Location: New York City • Arizona, Florida, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $92,000 - $123,000 per year
Job Level
Lead
About the role
- executing independent, objective assurance and consulting activities designed to assess and evaluate the effectiveness of the Bank's governance, risk management and control processes
- execution of end-to-end audit process of assigned BSA/AML projects and audits (planning, fieldwork testing, reporting, issues validation, etc.)
- independently owning audit administration activities and project deliverables across the organization
- Maintain compliance with audit methodology, while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations
- Act as a leader and role model and continuously improve self and department
- Build relationships with peers and clients within organization
- Operate with an innovative and flexible mindset by continuously identifying ways to enhance consistency, efficiency, quality and/or value
- Demonstrate professional skepticism and personal accountability
- Lead walkthrough meetings and interviews with business stakeholders to develop understanding of business processes
- Generate insightful, meaningful observations that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management
- Prepare workpapers and audit reports with documented results that adhere to methodology, applicable standards and regulatory requirements
Requirements
- A bachelor’s degree, preferably in Accounting, Finance, Business Administration, Criminal Justice or related business discipline at an accredited college or university
- A M.B.A., J.D., or equivalent postgraduate degree is encouraged
- Minimum of 7 or more years of internal or external audit or risk management experience and/or equivalent experience with the financial services industry, related markets, and related regulatory agencies
- Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit experience
- CAMS certification preferred
- Experience working with the financial industry regulators, including OCC, FRB, SEC and FINRA and responding to regulatory requests
- Proficient understanding of the internal audit process including risk assessment, audit methodology, and execution
- Proven knowledge in technology as required for assigned areas (MS Office, audit data analytics, etc.)
- Highly motivated with the ability to multitask and remain organized in a high paced environment
- Strong analytical and problem-solving skills
- Expert understanding of financial crimes risk such as Bank Secrecy Act and Anti-Money Laundering (BSA/AML), Know Your Customer, and Sanctions is required
- Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of internal audit and business line management
- Team oriented with a strong sense of ownership and accountability
- Employs critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment
- The ability to travel may be required.
Benefits
- comprehensive health and wellness benefits
- retirement plans
- educational assistance and training programs
- income replacement for qualified employees with disabilities
- paid maternity and parental bonding leave
- paid vacation, sick days, and holidays
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
internal audit processrisk assessmentaudit methodologyfinancial crimes complianceBSA/AMLOFACaudit data analyticsfinancial services industryregulatory compliancereporting
Soft skills
analytical skillsproblem-solving skillseffective communicationnegotiation skillspresentation skillsinterpersonal skillsteam orientedcritical thinkingmultitaskingorganizational skills
Certifications
CAMSCPACIACISACFEMBAJDinternal audit certificationrisk management certificationfinancial compliance certification
