Power Integrity Manager
TE Connectivity
Assembly
Supervision Manager
Bank of America
full-time
Posted on:
Location Type: Office
Location: Austin • California, Washington • 🇺🇸 United States
Visit company websiteSalary
💰 $87,700 - $101,900 per year
Job Level
Mid-LevelSenior
About the role
- Ensures employees comply with policies, procedures, and regulations to limit risk and financial exposure to the business and the firm
- Review DOL Trend Reporting to identify outliers
- Review and approve account applications for advised accounts, while determining suitability and best-interest requirements for managed program enrollments
- Partner closely with the local Home Office or Field Supervision Managers to communicate trends and resolve any escalations that may arise
- Partner effectively with internal and external wholesalers to drive appropriate advisor behavior in the region
- Demonstrate efficiency by consistently meeting or exceeding expectations with the Service Level Agreement for managed account enrollment review
- Maintain a positive attitude, commitment to excel and passion for supervision in all tasks completed
Requirements
- Licenses needed at hire: FINRA Series 7, 66, 9/10 or equivalent required
- Familiarity with compliance and regulatory issues
- Proficient in Microsoft Office applications
- Merrill Edge, Merrill Lynch, or Operations experience
Benefits
- This role is currently benefits eligible.
- We provide industry-leading benefits, access to paid time off, resources and support to our employees so they can make a genuine impact and contribute to the sustainable growth of our business and the communities we serve.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
complianceregulatory issuesaccount applications reviewmanaged program enrollmentstrend reportingService Level Agreementfinancial exposure management
Soft skills
communicationproblem-solvinginterpersonal skillspositive attitudecommitment to excelpassion for supervision
Certifications
FINRA Series 7FINRA Series 66FINRA Series 9FINRA Series 10
