Bank Frick

Compliance

• Support and advise the Front Office on compliance with due diligence obligations in all customer interactions
• Review new business relationship openings (in particular account openings for Financial Institutions (FIs) and VASPs/CASPs)
• Review business profiles and verify and validate Sources of Funds (SoF) and Sources of Wealth (SoW) in accordance with SPG
• Transaction monitoring and review of incoming and outgoing movements of securities and virtual assets, including chain analysis
• Validation of self-classification (AIA and FATCA)
• Support identification and implementation of change processes to optimize client onboarding and client review procedures

Business Compliance Officer

Analyst

• Incident management (1st and 2nd level) for our core banking system Olympic
• Executing database queries (DB2) and controlling and monitoring applications via the command console
• Single point of contact (SPOC) for the business departments for all applications managed by Application Engineering, including business analysis
• Application management (configuration of control parameters, report generation, etc.)
• Participation in release management: testing, coordination processes, collaboration with internal and external developers

Application Analyst 80–100%, m/f/d

• Data management of Olympic data
• Business analysis with our business stakeholders
• Application management (configuration of control parameters, report generation, etc.)
• Release management (participation in release processes, e.g., through testing and collaboration with internal and external developers)
• Single point of contact (SPOC) for the business departments regarding all applications for which the Application Engineering department is responsible.

Business Compliance Officer

Application Analyst 80–100%, m/f/d

Senior Application Analyst