Business Compliance Officer
Bank Frick
full-time
Posted on:
Location Type: Office
Location: Balzers • Liechtenstein
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Job Level
About the role
- Support and advise the Front Office on compliance with due diligence obligations in all customer interactions
- Review new business relationship openings (in particular account openings for Financial Institutions (FIs) and VASPs/CASPs)
- Review business profiles and verify and validate Sources of Funds (SoF) and Sources of Wealth (SoW) in accordance with SPG
- Transaction monitoring and review of incoming and outgoing movements of securities and virtual assets, including chain analysis
- Validation of self-classification (AIA and FATCA)
- Support identification and implementation of change processes to optimize client onboarding and client review procedures
Requirements
- Completed banking apprenticeship and/or higher education with a focus on Finance/Legal/Compliance or equivalent qualification
- Experience in Compliance at a bank or regulatory authority
- Quick comprehension and strong systematic and analytical skills
- Team player with good communication skills
- Good knowledge of current regulations: SPG, AML, FATCA and AIA
- Very good German and good English skills (level B1/B2)
Benefits
- Short decision-making paths
- Focus on health and work-life balance
- On-site fitness facilities
- Modern workspaces
- Young and dynamic teams
- Flexible working arrangements that suit you
- Additional days off
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliancedue diligencetransaction monitoringchain analysisvalidation of self-classificationSources of FundsSources of Wealthclient onboardingclient review procedures
Soft Skills
systematic skillsanalytical skillsteam playercommunication skills
Certifications
banking apprenticeshiphigher education in Financehigher education in Legalhigher education in Compliance