AlphaSense

Compliance Analyst

AlphaSense

full-time

Posted on:

Location Type: Office

Location: Chicago • Illinois • 🇺🇸 United States

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Salary

💰 $65,000 per year

Job Level

JuniorMid-Level

About the role

  • Support content generation while protecting clients from potentially sensitive information by reviewing expert call transcripts.
  • Review expert call transcripts to detect and resolve instances of material nonpublic and confidential information in accordance with internal protocols, applicable laws/regulations, and industry standards.
  • Complete due diligence review of each call, document any violations comprehensively, and escalate non-compliance with Tegus sourcing guidelines as necessary.
  • Conduct advanced research of financial reports and regulatory filings using internal databases and external resources to determine the extent to which information exists in the public domain.
  • Proactively manage internal and external communications while maintaining efficiency and adaptability in a fast-paced, time-sensitive environment.
  • Perform administrative tasks including inputting, tracking, and maintaining accurate data on processes, transcripts, and workflows, and identify opportunities to improve operational efficiency.

Requirements

  • 1-2 years of experience as a paralegal, legal assistant, compliance/financial/business analyst, or similar is preferred, but not required.
  • Strong transferrable skills, such as research and analysis, are also highly valued.
  • Acute attention to detail and strong reading comprehension with proofreading, drafting, and investigative/research experience.
  • Ability to effectively prioritize tasks, manage time, and remain highly organized while working independently.
  • Thrives in a dynamic, fast-paced environment, with the ability to adapt quickly to changing priorities and contribute to innovative solutions that support Tegus’ business needs.
Benefits
  • You may also be offered a performance-based bonus
  • Equity
  • A generous benefits program

ATS Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
researchanalysisproofreadingdraftinginvestigative experiencedata trackingdue diligencefinancial report analysisregulatory filing reviewcompliance monitoring
Soft skills
attention to detailreading comprehensiontime managementorganizational skillsadaptabilitycommunicationproblem-solvingindependenceefficiencyprioritization
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