Fund Formation Attorney
Allocate
Fund Formation Attorney
Allocate
full-time
Posted on:
Location Type: Hybrid
Location: California, Massachusetts, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $190,000 - $220,000 per year
Job Level
Mid-LevelSenior
About the role
- Provide comprehensive assistance with fund formation, onboarding, fund filings, regulatory compliance, and corporate governance matters.
- Manage and assist with the formation of investment vehicles, including structuring, initial filings, and incorporation.
- Monitor and maintain compliance with relevant laws, regulations, and industry standards applicable to registered advisers and private investment funds.
- Perform due diligence on both private fund investments and co-investments, negotiate terms and side letters.
- Support investor onboarding, address legal inquiries, and review subscription documentation.
- Draft, review, and maintain legal documentation, including Form ADV, client agreements, and compliance-related materials.
- Collaborate with team members on various projects, providing legal support and contributing to growth.
Requirements
- At least 6 years of fund formation experience, in-house or at a law firm.
- Strong understanding of the asset management industry and securities markets.
- Detailed knowledge of securities laws, rules, and regulations that relate to investment advisers.
- Understanding of the broker-dealer industry and related FINRA rules is a plus.
- Willingness to be very hands-on and proactive in offering solutions.
- Strong organizational skills with the capability to manage multiple tasks and meet deadlines effectively.
- Excellent written and verbal communication skills.
Benefits
- Medical
- Dental
- Vision
- Responsible time off (RTO)
- 401k
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
fund formationregulatory compliancedue diligencelegal documentationForm ADVclient agreementsinvestment vehicles structuringnegotiationsubscription documentation
Soft skills
organizational skillscommunication skillsproactive problem-solvingteam collaborationmultitaskingdeadline management
