Principal Consultant
ACA Group
full-time
Posted on:
Location Type: Hybrid
Location: Pittsburgh • Maine • Oregon • United States
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Job Level
About the role
- Participate in and lead mock regulatory examinations
- Conduct compliance program reviews
- Assist with policy and procedure reviews
- Draft reports and manuals for compliance
- Provide compliance advice to clients
- Develop client relationships
- Supervise and train junior staff
- Manage internal projects and initiatives
- Deliver client training and presentations
Requirements
- Bachelor’s degree
- 6 years of industry experience
- Alternatively, at least 4 years of compliance experience
- Strong working knowledge of federal securities laws
- Experience with regulatory frameworks
- Ability to manage client relationships
- Comfort with Microsoft Office applications
- Willingness to travel
- Supervisory experience preferred
Benefits
- Medical and dental coverage
- 401(k) plans
- Paid time off
- Flexible work environment
- Designated ACA Paid Holidays
- Summer Fridays
- Personal/Family Care leave
- Leaves of absence for well-being
- Student Debt Forgiveness
- Pet Insurance
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance program reviewspolicy and procedure reviewsdrafting reportsdrafting manualsregulatory frameworksfederal securities laws
Soft Skills
client relationship managementsupervisory experiencetraining junior staffclient trainingpresentation skills
Certifications
Bachelor’s degree