Principal Consultant
ACA Group
full-time
Posted on:
Location Type: Hybrid
Location: Pittsburgh • Maine, Oregon, Pennsylvania, Tennessee • 🇺🇸 United States
Visit company websiteJob Level
Lead
About the role
- Participate in and lead mock regulatory examinations
- Conduct compliance program reviews
- Assist with policy and procedure reviews
- Draft reports and manuals for compliance
- Provide compliance advice to clients
- Develop client relationships
- Supervise and train junior staff
- Manage internal projects and initiatives
- Deliver client training and presentations
Requirements
- Bachelor’s degree
- 6 years of industry experience
- Alternatively, at least 4 years of compliance experience
- Strong working knowledge of federal securities laws
- Experience with regulatory frameworks
- Ability to manage client relationships
- Comfort with Microsoft Office applications
- Willingness to travel
- Supervisory experience preferred
Benefits
- Medical and dental coverage
- 401(k) plans
- Paid time off
- Flexible work environment
- Designated ACA Paid Holidays
- Summer Fridays
- Personal/Family Care leave
- Leaves of absence for well-being
- Student Debt Forgiveness
- Pet Insurance
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance program reviewspolicy and procedure reviewsdrafting reportsdrafting manualsregulatory frameworksfederal securities laws
Soft skills
client relationship managementsupervisory experiencetraining junior staffclient trainingpresentation skills
Certifications
Bachelor’s degree