Financial Crime

• Conducts holistic reviews of client relationships; assesses risks related to Sanctions, Anti-Bribery and Anti-Corruption
• Analyzes complex data sets to proactively identify leads; prepares suspicious activity reports (SARs)
• Recommends demarketing clients, as appropriate; creates supporting documentation in compliance with policies, procedures, and regulatory requirements
• Integrates the broader organizational context into advice and solutions within own area

Senior Financial Crime Risk Investigator – Subpoenas

• Provide advanced analysis and reporting, leveraging critical thinking and business acumen to source and translate data into business insights to solve business problems.
• Collaborate with business partners to understand and provide analytical needs.
• Support regulatory exams and audits by delivering required reports, documentation, and data extracts in a timely and accurate manner.
• Identify opportunities to automate manual reporting processes and implement scalable, repeatable solutions.
• Manage personal data pipelines within analytical workspaces.
• Promote data and business literacy across the team and broader organization through mentoring, documentation, and knowledge sharing.

Senior Analyst, Financial Crimes Reporting & Intelligence

• Identify emerging financial crime risks for new client relationships and products
• Advise and assist in the development of policies and procedures specific to the bank's digital assets strategy
• Conduct risk assessments for new products and services
• Provide data points for transaction monitoring, screening, and audits
• Participate in project steering committees and update senior leadership on the digital asset ecosystem

Financial Crime Risk Business Oversight Specialist

• Develop, enhance, and maintain AML compliance models and transaction monitoring scenarios
• Apply data science, statistical modeling, and machine learning techniques
• Support AML compliance initiatives through model development, tuning, and alert reduction strategies
• Perform advanced data analysis using SAS, SQL, and Python
• Design and execute complex SQL queries and data extraction activities
• Develop Python-based automation scripts and analytical solutions
• Execute model testing activities
• Collaborate with Compliance, Technology, Model Risk, and Business teams
• Create and maintain technical documentation and testing evidence
• Work within Agile delivery methodologies

AML Compliance Model Developer – Associate

• Provide practical, risk-based regulatory advice on complex sanctions, export control, AML, and ABC matters to all S&P Global Divisions and Functions globally—including Energy, Market Intelligence, Indices, and Ratings.
• Design and translate complex financial crimes compliance standards into practical, scalable solutions that enable innovation while managing risk.
• Advise on higher-risk topics including restricted party and jurisdictional risk, customer/third-party risk, payment/use-case risk, data/content/service delivery risk, and cross-border operating considerations.
• Represent FCC in NPA forums and other commercialization/governance bodies across all S&P Global Divisions and Functions.
• Partner with Product, Technology, Legal, Risk, Privacy, Procurement, and Operations to ensure FCC requirements are embedded into design, including controls, workflows, documentation, and monitoring.
• Establish clear go/no-go criteria, escalation paths, and approval conditions for higher-risk initiatives; ensure decisions are documented and auditable.
• Support safe business execution while protecting the company from regulatory and reputational risk.
• Engage with Divisional Compliance and first line teams and corporate functions (e.g., Legal, Internal Audit, Technology, People, Finance, Procurement, Privacy, Security) to drive consistent FCC adoption and operationalization across all S&P Global Divisions and Functions.
• Lead cross-functional working groups as needed to resolve complex issues, remove blockers, and ensure consistent execution across regions.
• Partner across all Divisions and Functions to embed and continuously enhance financial crimes compliance within enterprise change initiatives (e.g., product enhancements, technology modernization, process re-engineering, operating model changes, vendor/third-party transformations, and geographic expansion readiness).
• Act as a strategic second-line advisor to help stakeholders design controls into workflows upfront (“build it in, not bolt it on”), aligning compliance requirements with business outcomes and operational practicality.
• Influence enterprise roadmaps by advocating for FCC needs in the planning cycle (e.g., intake, prioritization, design reviews, release governance), ensuring appropriate documentation, approvals, and sustainable ownership are in place.
• Proactively identify emerging risks, challenge and influence stakeholders, and ensure the program enables the business to meet strategic goals while operating within the company’s risk appetite.

Director, Global Financial Crimes Compliance Advisory

• Design and maintain a multi-year AML Strategic Roadmap that aligns with Capital One’s innovative approach to new products and services
• Lead the delivery of the enterprise-wide money laundering and sanctions risk assessments, targeted risk assessments, and periodic control effectiveness reviews
• Develop and integrate dynamic risk assessment processes into AML reviews and decision making
• Monitor relevant financial crime regulatory requirements and typologies, and advise investigations, analytics, product, and technology teams on the deployment of controls to mitigate AML risks
• Lead second-line compliance control reviews, providing assurance that Capital One’s AML controls are designed and operating effectively to mitigate financial crime risk and are in compliance with Enterprise Risk Management (ERM) standards
• Serve as a key liaison during regulatory examinations, audits, and other programmatic reviews
• Build strong partnerships and collaborate with business, technology, and other stakeholders to reach optimal business and risk management outcomes in a dynamic and fast-moving environment
• Maintain and update AML’s guidance for first-line assessments and product, service, industry, and transaction risk ratings

Director, Anti-Money Laundering – Risk Assessments and Regulatory Strategy

• Leading a team that performs exploratory, data-driven investigations to identify emerging financial crime risks, typologies, and network patterns
• Translating intelligence into actionable insights that drive investigative priorities and SAR decisioning
• Partnering with EFCC Financial Intelligence Unit’s (FIU) FIU to convert emerging risk insights into transaction monitoring rules, scenarios, and alerting strategies
• Track and report on impact of intelligence-driven actions (e.g., alerts generated, cases opened, risks mitigated)
• Developing a strong interaction model with industry peers to promote collaboration related to financial crime threats
• Coordinating the intake of financial crime intelligence or the sharing identified suspicious activity with law enforcement
• Providing executive-level briefing to internal and external stakeholders
• Monitoring changes in legal and regulatory frameworks related to BSA compliance
• Ensuring confidentiality requirements are observed and data is protected

Financial Crimes Investigative Manager – Emerging Risk and Trends

• Maintaining a structured engagement model with law enforcement, peer institutions and industry groups
• Ensuring timely and accurate responses, tracking and metrics related to law enforcement requests
• Managing sensitive projects and relationships
• Engaging with federal, state, and local law enforcement through proactive initiatives
• Representing U.S. Bank as a credible, consistent external-facing leader for financial crimes collaboration
• Overseeing complex investigations involving sophisticated networks, significant risk exposure, or high-profile external coordination
• Providing executive-level briefing to internal and external stakeholders
• Monitoring changes in legal and regulatory frameworks related to law enforcement cooperation
• Contributing to the framework, policies, procedures and controls for effective identification and mitigation of the financial crime risks
• Supporting EFCC strategic planning efforts
• Supporting EFCC in regulatory exams and internal audits
• Ensuring timely issue identification and resolution
• Preserve confidentiality requirements and data protection

Director of Financial Crimes – External Engagement

• Advises and directs the development and maintenance of financial crimes owned policies and standards
• Monitors changes in regulations applicable to Global Financial Crimes
• Participates in industry forums and monitors regulatory expectations
• Identifies, aggregates, reports, escalates, inspects, and challenges remediation and thematic analysis of FLU/CF-owned issues
• Reviews and challenges internal and external operational loss events
• Conduct end-to-end process analysis to uncover inefficiencies
• Develop and implement risk-based internal controls to prevent, detect, and report financial crimes
• Design and monitor key risk and control performance metrics

Global Financial Crimes Manager

• Define the financial framework foundation
• Establish the wealth strategy and provide expertise to the product and engineering team
• Translate financial expertise into clear principles and structured guidance
• Document and clarify interactions that most AI systems get wrong
• Identify where structured, rules-based guidance is appropriate and where expert review is required
• Act as the senior subject matter expert reviewer for early advice frameworks
• Serve as expert, challenger, and gatekeeper to ensure guidance accuracy

Wealth Strategy Architect, Financial Intelligence

• Review and disposition transaction monitoring alerts, applying BSA/AML typologies to distinguish suspicious activity from false positives
• Draft clear, well-supported case narratives and escalate higher-risk activity for supervisory review
• Conduct KYC reviews for new and existing customers, verifying identity documents and assessing risk profiles
• Identify customers that warrant enhanced due diligence (EDD) and flag for escalation
• Maintain accurate, complete records in our case management system
• Assist with periodic quality assurance and file reviews, including for our bank partner program
• Help identify patterns or process gaps that could improve detection coverage or review efficiency
• Participate in team training and stay current on evolving AML typologies and regulatory guidance

Financial Crime Analyst

• Analyze and evaluate AML processes that support BBVA’s US operations.
• Focus on evaluating the effectiveness of the organization’s compliance risk management framework.
• Conduct risk-based analyses across multiple domains, focusing on recommendations that have a direct impact on the organization’s management.
• Interact with business units and process owners, working closely with them to understand their operations and propose improvements.
• Execute risk-based internal audit engagements covering BSA/AML, Sanctions (OFAC) risk, NYS DFS Part 504 requirements.
• Perform walkthroughs, test procedures and processes, and assess relevant controls.
• Prepare clear and concise audit reports for senior management and stakeholders.
• Leverage data analytics and AI tools to enhance audit coverage and efficiency.

Audit Associate – AML Risk

• Shape and scale Airwallex’s global financial crime policy and risk based program
• Establish risk appetite and design global risk assessment processes
• Define governance frameworks, ensuring compliance is a strategic enabler of growth
• Establish the baseline core compliance standards while guiding regional adaptations
• Oversee definition of controls across the FCC control framework
• Strengthen executive risk reporting
• Oversee risk-informed product engineering
• Defend the integrity of the platform before global regulators and institutional partners
• Work closely with the Chief Regulatory and Compliance Officer, Global Head of FCC, and senior leaders across the business to turn complex compliance trends into clear action
• Shape strategic priorities and initiatives while scaling a high-performing, multi-disciplinary global team

Global Lead, AML & Sanctions – Governance & Policy

• Review and investigate escalated sanctions, PEP, and adverse media alerts
• Assess general and specific sanctions licenses to determine transaction permissibility
• Maintain and validate sanctions screening data
• Conduct sanctions screening on customers and counterparties
• Perform testing, tuning, and optimization of screening systems
• Partner with Compliance and cross-functional teams to support investigations
• Leverage data, automation, and AI to enhance screening processes

Senior AML Analyst, Sanctions

• Completes investigations while overseeing cases meet or exceed closure and quality metrics
• Completes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement
• Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations
• Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role

GFC Investigator – Brokerage, AML

• Represent Flagright at industry events, panels, webinars, roundtables, and community forums
• Build and maintain relationships with senior financial crime, AML, fraud, sanctions, compliance, regulatory, investigative, and fintech leaders
• Help shape Flagright’s community and industry engagement strategy in the US
• Partner with regional Event Leads / Field Marketing Managers to define event themes, speaker strategy, audience quality, and discussion formats
• Serve as a credible moderator, panelist, host, or Flagright representative where senior domain expertise is required
• Identify emerging financial crime themes, regulatory discussions, operational pain points, and practitioner concerns that should inform Flagright’s market positioning
• Collaborate with the Director of Research & Insights to provide expert input, quotes, validation, and practitioner perspective for reports and thought leadership
• Support the development of high-quality industry conversations, including executive roundtables, invite-only dinners, panels, fireside chats, and practitioner briefings
• Help Flagright build relationships with relevant associations, communities, NGOs, former regulators, investigators, fintech compliance leaders, and banking practitioners
• Provide internal perspective to Sales, Product, and Marketing on financial crime trends, buyer concerns, and market credibility gaps

Director, Financial Crime Industry Engagement

• Leading a team that performs exploratory, data-driven investigations to identify emerging financial crime risks, typologies, and network patterns
• Translating intelligence into actionable insights that drive investigative priorities and SAR decisioning
• Partnering with EFCC Financial Intelligence Unit’s (FIU) to convert emerging risk insights into transaction monitoring rules, scenarios, and alerting strategies
• Track and report on impact of intelligence-driven actions (e.g., alerts generated, cases opened, risks mitigated)
• Developing a strong interaction model with industry peers to promote collaboration related to financial crime threats
• Coordinating the intake of financial crime intelligence or the sharing identified suspicious activity with law enforcement
• Providing executive-level briefing to internal and external stakeholders
• Monitoring changes in legal and regulatory frameworks related to BSA compliance
• Ensuring confidentiality requirements are observed and data is protected

Financial Crimes Investigative Manager, Emerging Risk and Trends

SIU Director – Financial Crimes External Engagement

• Provide fraud advisory and industry domain expertise to help clients assess, design, and strengthen fraud risk management programs across prevention, detection, investigation, and recovery.
• Lead client engagements to define fraud strategy, operating model, governance, policies/procedures, and control enhancements across prevention, detection, investigation, and recovery.
• Facilitate working sessions with client stakeholders and third parties to evaluate current-state capabilities, define target-state needs, and prioritize pragmatic improvements to reduce fraud losses and operational friction.
• Conduct fraud risk assessments and program effectiveness reviews across commercial sector clients, covering key typologies, channels, products, and customer journeys.
• Author fraud advisory thought leadership (whitepapers, POVs, case studies, playbooks) on emerging typologies, regulatory expectations, and leading practices.
• Support leadership in business development activities to scale the fraud advisory practice (e.g., proposals, client workshops, and solution positioning).
• Advise client leaders on fraud risk requirements, risk appetite, governance, escalation paths, and decisioning approaches to improve detection, investigations, and customer outcomes.
• Review fraud metrics, trends, and analytical outputs to identify root causes, control gaps, and actionable recommendations, and to support executive-ready reporting and governance routines.
• Responsible for following firm risk management protocols to ensure quality of all client deliverables.
• Responsible for day-to-day activities of a project including interaction with other team members, professionals from other firms involved in the engagement, and client personnel.
• Prepare client-ready deliverables (risk assessments, operating model artifacts, control matrices, playbooks, and executive summaries) that document findings, recommendations, and implementation roadmaps.

Managing Consultant/Associate Director – Fraud Advisory – Financial Crimes Risk and Compliance

• Review and disposition escalations from transaction monitoring alerts and internal referrals, conducting full investigations and determining reporting obligations
• Draft and file Suspicious Activity Reports (SARs) and Unusual Activity Reports (UARs), ensuring narratives are accurate, defensible, and submitted within required timeframes
• Flex into Sanctions, PEP, and KYC/EDD workflows as needed
• Perform secondary peer reviews
• Assist in the ongoing optimization of Ramp’s AML systems and tooling, including rule tuning, automation implementation, and testing
• Drive workflow design updates, process improvements and simplification, and contribute to maintenance of procedures and training materials
• Support responses to bank partner requests, audits, and regulatory reporting and obligations
• Triage and respond to escalations from internal teams to Compliance

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