Compliance

• Under the direction of the Trade Compliance Leadership, perform the day to day activities required to operate a fully effective export compliance program
• Prepare, submit, and manage export license applications (DSP-5, DSP-73, DSP-61, TAA, MLA, etc.)
• Ensure that AV is fully compliant with all Trade Compliance Laws and Regulations
• Assist in maintaining accurate product Export and Import classifications, ECCN, ITAR category, HTS and Schedule B codes
• Maintain TC processes and procedures; Train company employees; Audit compliance to the company procedures
• Identify improvement opportunities and problems; provide guidance to AV Sr. management for solutions
• Provide expert guidance to International Business Development and Program Management organizations

Trade Compliance Officer

• Develop and lead Casepoint’s enterprise Governance & Compliance strategy, ensuring scalable governance practices that support business growth and customer trust.
• Own enterprise privacy, compliance, AI governance, information governance, and corporate policy programs.
• Establish governance frameworks for emerging technologies, including responsible AI, data governance, and regulatory compliance.
• Partner with Executive Leadership to proactively identify, assess, and manage regulatory, contractual, operational, and technology-related risks.
• Provide executive oversight of the contracts function by partnering with the Director of Government Contracts on strategy, governance, risk management, and operational priorities.
• Collaborate with Sales, Product, Finance, Security, Legal, Engineering, and Customer Success to enable growth while balancing business objectives with appropriate governance.
• Develop executive reporting, governance metrics, and compliance dashboards to support informed decision-making.
• Drive continuous improvement through scalable processes, automation, and technology-enabled governance solutions.
• Monitor evolving regulatory requirements and industry best practices, recommending proactive enhancements to governance programs.

VP, Governance and Compliance

• Coordinate the gathering and validation of substance and material composition information for purchased materials and components
• Ensure CVG products meet U.S., European, and customer-specific regulatory obligations
• Evaluate compliance for new and existing products
• Assess the impact of emerging regulations
• Collaborate with both internal teams and external suppliers to obtain and validate required information

Materials Compliance Analyst – Commercial Automotive

• Designing, implementing, and continuously improving Hexion's information security compliance and enterprise risk management programs
• Own Hexion's ISO 27001 Information Security Management System (ISMS) and related cloud-specific extensions
• Lead Hexion's SOC 2 compliance program
• Operationalize the CIS Controls as the enterprise's security baseline framework
• Maintain fluency in NIST 800-53 and apply it to enterprise risk governance
• Own the internal controls assurance program

Compliance and Risk Manager

• Support compliance and performance strategy by implementing CMS and carrier aligned initiatives and guiding process improvements that enhance regulatory adherence and operational efficiency
• Monitor compliance trends and analytics by reviewing KPIs, audit results, coaching data, CTM activity, and retention patterns to identify risks and improvement opportunities
• Lead compliance coaching and retraining for agents and leaders while overseeing a team that supports preparation and monitoring and will eventually assist in coaching and remediation activities
• Partner with internal teams on training, scripting, and call-flow alignment to ensure compliance accuracy and consistent application of regulatory requirements across materials and workflows
• Enhance operational and compliance processes by collaborating with cross-functional teams to streamline workflows, reduce inefficiencies, and strengthen adherence to CMS and carrier guidelines
• Provide audit, remediation, and reporting support by reviewing audit and performance trends, developing corrective strategies, and participating in carrier compliance reviews with concise, data-driven insights
• Independently manage all carrier-facing compliance communication by representing the Compliance department during carrier meetings, reviews, and external partnership discussions
• Perform other related duties as assigned to support compliance initiatives and organizational effectiveness

Compliance Improvement Manager

• Partners with their assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to create, implement, maintain, review or oversee an effective risk management framework.
• Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.
• Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors.
• Identifies, responds and/or escalates risks as appropriate.
• Serves as a functional liaison between the Line of Business and the Lines of Defense.
• Review potential policy violations
• Review and resolution of customer complaints
• Back up reporting as well as other team related tasks.

Compliance Representative

• Conducts trade surveillance analysis to identify trends, anomalies, and potential risks
• Maintains updates to desk procedures
• Researches and supports the implementation of new policies, procedures resulting from internal review or regulatory requirements.
• Ensures compliance with the company’s policies and procedures.
• Performs daily trade surveillance and monitoring activities to ensure compliance with policies and regulations.
• Assists with planning of compliance training for the front and back office.
• Manages exchange, clearing, and brokerage accounts for derivatives.
• Provides guidance to the front office regarding policy and regulatory implications.

Lead Commercial Compliance Analyst – Middle Office

• Serve as the primary compliance resource for assigned facilities and regional leadership teams.
• Provide guidance on regulatory, compliance, ethics, and privacy matters while identifying practical solutions that support organizational objectives.
• Foster a culture of ethical decision-making, accountability, and compliance throughout the region.
• Build trusted relationships with administrators, CEOs, physicians, and facility leadership to promote effective compliance oversight.
• Implement ongoing execution of Tenet's Ethics, Compliance, and Privacy Program within assigned facilities.
• Ensure adherence to the Quality, Compliance, and Ethics Charter and applicable federal and state healthcare regulations.
• Drive regional compliance initiatives, work plans, monitoring activities, and risk mitigation strategies.
• Support the delivery of compliance, ethics, privacy, and security education programs for employees, contractors, and physicians.
• Partner with leadership and subject matter experts to identify, assess, and mitigate compliance risks.
• Lead and participate in Compliance Committee and Board meetings, presenting compliance trends, risks, and mitigation strategies.

Compliance Officer, USPI Midwest Territory

• Leading regulatory compliance initiatives to help clients navigate complex regulatory landscapes
• Developing and implementing compliance strategies to mitigate risks effectively
• Managing and guiding teams in the execution of compliance audits and risk assessments
• Providing strategic advice on regulatory requirements and internal controls
• Overseeing the maintenance of compliance programs and frameworks
• Collaborating with stakeholders to validate outcomes and incorporate feedback
• Directing the team through challenging and uncertain situations with composure
• Crafting and conveying clear, impactful messages that tell a holistic story
• Initiating open and honest coaching conversations to foster team development
• Applying systems thinking to identify underlying problems and opportunities
• Making informed decisions to resolve issues hindering team effectiveness
• Modeling and reinforcing professional and technical standards and the firm's code of conduct

Senior Manager, Business Integrity Trade Compliance

• Provide advice and counsel on plan document design and compliance
• Provide advice and counsel on retirement plan life cycle such as IRS submissions plan amendments, restatements, and plan terminations
• Perform research, compilation, review and analysis of information to aid in decision making
• Consult with plan sponsors to resolve issues
• Perform research and resolution to assist with questions and issues
• Provide general client service and problem resolution services
• Additional responsibilities as assigned

Compliance Specialist – TPA

• Provide guidance and direction to local management and personnel on occupational safety, industrial hygiene, and other health & safety issues.
• Participate in change management processes and process hazard analyses to identify health & safety issues and opportunities.
• Identify action-based goals for local leadership team members to support achievement of targets and objectives.
• Take the lead in incident investigations, root cause analysis, and action item completion.
• Complete/close out items as assigned.
• Assist with implementation of the industrial hygiene program, including identification of job tasks requiring sampling as needed.
• Develop and periodically review site procedures relating to vehicle maintenance, rail transfer, tank cleaning, depot services, and chemical transportation operations.
• Conduct site inspections, compliance audits, and management systems audits.
• Develop and update emergency action plans for all facilities in the assigned region.
• Provide content for site-specific training programs and conduct training as necessary.
• Provide content for safety meetings and tool-box topics.
• Conduct webinars with field leadership and personnel as required.
• Assist in designing programs to control, eliminate and prevent disease or injury.
• Develop and/or provide training on new regulations affecting operations.
• Assist facilities with the preparation of annual management system audits and compliance inspections.

Manager – OSHA Compliance

• Lead the end-to-end alignment of medical device labeling, packaging, and digital assets with evolving international regulations
• Oversee global compliance for environmental sustainability mandates, materials of concern, and circular economy requirements
• Manage the entire labeling lifecycle, including the creation, review, approval, and maintenance of all labeling content and artwork within a controlled Quality Management System
• Proactively monitor the global regulatory landscape for any new or revised labeling requirements
• Ensure all product labeling strictly adheres to global medical device regulations
• Lead and manage the implementation and maintenance of Unique Device Identification (UDI) requirements on all applicable label and packaging levels across global markets
• Act as the primary expert for all environmental and sustainability labeling requirements driven by global directives
• Ensure the correct application of environmental symbols and marks
• Act as a central hub for collaboration on all labeling matters

Regulatory Affairs Manager – Labeling

• Lead the development, execution, and continuous improvement of the enterprise IT Governance, Risk, and Compliance (GRC) program, frameworks, and operating model.
• Serve as the organization's subject matter expert for IT governance, risk management, compliance, and control oversight.
• Lead enterprise technology risk assessments and provide risk-based recommendations aligned with business objectives and risk appetite.
• Drive the maturity of risk management practices through governance enhancements, process optimization, and industry best practices.
• Oversee compliance with regulatory requirements, industry standards, and internal policies, ensuring effective implementation of controls and monitoring mechanisms.
• Establish and maintain IT control frameworks, including ITGCs, cybersecurity controls, and key risk indicators (KRIs).
• Lead control assessments, testing, continuous monitoring, and remediation efforts to strengthen the organization's control environment.
• Serve as the primary liaison for internal and external audits, regulatory examinations, and issue remediation governance.
• Lead third-party technology risk management activities, including vendor assessments and ongoing risk oversight.
• Champion the implementation, optimization, and automation of GRC processes and technologies to improve efficiency and effectiveness.
• Develop and deliver executive-level reporting, dashboards, and insights on risk, compliance, audit results, and remediation activities.
• Lead cross-functional GRC initiatives, influence strategic decision-making, and mentor team members to foster a culture of risk awareness and continuous improvement.

IT GRC Lead Analyst

• Maintain, implement, and improve the Quality Management System (QMS) in alignment with ISO 9001, ISO/IEC 17025, NQA‑1, and 10 CFR 50 Appendix B requirements.
• Handle Complaints, Non-Conformances, Corrective/Preventive Actions, and Material Review Board activities.
• Ensure effective interactions at department level and cross-functionally to effectively incorporate departmental activities into overall site/company strategies and quality systems.
• Participate in project teams and meetings on behalf of the Global Quality & Regulatory Team to provide ideas, methods, or processes for site/corporate performance improvement.
• Assists in the development of essential QMS deliverables including, but not limited to complaint analysis, risk analysis, failure mode and effects analysis, CAPA, and process/equipment/software verification/validation.
• Assist site quality manager to schedule and prepare management review meetings.
• Coordinate the ‘Supplier Corrective Action Request’ (SCAR) program including monitoring response timeliness and effectiveness of corrective actions.
• Chair the CAPA meeting, coordinate/lead CAPA efforts, and interact with internal and external customers to conduct investigations.
• Conduct and detail internal audits and gap analyses against specified requirements.
• Collect, analyze, and assemble pertinent quality data for periodic reviews.
• Participate in and support external audits as the need arises.
• Develop, revise, and control quality procedures, work instructions, and technical documentation.
• Execute New Product Introduction (FAI)/Design Transfer activities in characterizing manufacturing processes for parts/components in development to ensure smooth transition from Research & Development to manufacturing, including participation and leadership of the development of equipment and process validation requirements (Failure Modes and Effects Analysis, Installation Qualification, Operational Qualification, Performance Qualification), using appropriate statistical tools and techniques.
• Spend time on the manufacturing floor to determine process improvements, participating in investigations, root cause analyses, corrective action planning, implementation activities and interfacing with all cross functional departments to increase product quality using recognized Six Sigma and Lean methodologies.
• Collect, analyze, and assemble pertinent quality data for periodic reviews.
• Perform other job-related duties as assigned.

Quality and Regulatory Engineer

• With little to no supervision from PM can perform the following: · Elicit and document requirements from users in various formats and tools including agile/scrum user stories
• Design – create process flow diagrams, user roles and responsibilities, functional and work break down component documentation
• Test - Define system tests, conduct tests and verify correctness for medium to large projects. Define load test with Load test team and quality assurance. Oversee the testing of lesser experienced team members.
• Influences and leads a cross-functional team in optimization of application capabilities & business processes. Provide Business Analysis and Project/Product support for the development, enhancement, quality assessment, and on-going support of the relevant lines of business (LOBs).
• Utilize industry trends to influence requirements for new application features and enhancements that are consistent with strategic priorities.
• Influences and significantly contributes to the design process to ensure it supports business requirements and an optimized user experience.
• Capture requirements for multiple highly complex systems across multiple stakeholders; understands and applies the SDLC to the execution of deliverables.
• Translate business requirements into technical requirements considering multiple users, risks, and/or impact scenarios and convey with appropriate level of detail to the development team.
• Apply expertise of the business and its trajectory and work with technical and business teams to support business objectives and align to the roadmap.
• Work with QAS to lead project testing strategy. Support and/or participate in user acceptance testing to ensure quality in application releases and user experience.
• Advises on security, risk management, and IT process principles and escalate to appropriate team(s) as needed. Partners effectively with security and risk teams to ensure tech portfolio changes adhere to all relevant standards.

Business Analyst

• The Compliance Analyst coordinates the gathering and validation of substance and material composition information for purchased materials and components used across CVG's automotive and non-automotive product lines
• Ensures CVG products meet U.S., European, and customer-specific regulatory obligations including REACH, RoHS, POPs, Prop 65, PFAS, IMDS, and FMD data requirements
• Evaluates compliance for new and existing products, assesses the impact of emerging regulations, and collaborates with both internal teams and external suppliers to obtain and validate required information
• Report compliance with U.S. state, federal, European, international, customer, and internal company standards related to substances and materials
• Collaborate with internal teams to obtain and verify information related to substances and materials composition
• Engage external suppliers to gather required substance and material data; track supplier responses and maintain a master file
• Evaluate compliance requirements for new product launches and manage recertification of existing products
• Assess the impact of new and evolving regulations and customer-specific requests on CVG products
• Manage material compliance data from a global supplier base, ensuring accuracy and timeliness
• Create and present status reports for management and customers
• Work cross-functionally with Engineering, Procurement, Quality, and Legal as needed.

Compliance Analyst – Commercial Automotive Materials

• Implement and maintain Compliance programs in accordance with the Office of Inspector General's work plan.
• Educate providers regarding compliance with government regulations.
• Assist in performing analysis of current situations and recommend priorities and goals for future clinic needs.
• Identify coding and billings risk areas, conduct focused reviews, and implement corrective action as needed.
• Conduct routine internal audits of provider documentation on a timely basis.
• Collaborate with physicians and internal staff in development of improved capabilities in the areas of documentation, coding, and compliance.
• Review internal controls, policies, and procedures to ensure compliance with appropriate guidelines.
• Communicate with Medicare/Medicaid Carriers and third party payers regarding policies and procedures.
• Promote Compliance initiatives with clinical faculty and administration.

Compliance Specialist – Inpatient

• ensure member receipt of all EPSDT/HealthChek Services
• ensure member receipt of maternal health and postpartum care
• promote family planning services
• promote preventive health strategies
• identify and coordinate assistance for identified member needs specific to maternal/child health and EPSDT
• interface with community partners and pregnancy related services coordinators
• participate in EPSDT, maternal health and child quality performance improvement efforts

Senior Quality Compliance Professional

• Requires in-depth knowledge of Access Management/IAM Portal, ServiceNow, and Power App/SharePoint applications
• Reviewing and processing Access Management requests
• Facilitating, documenting, and communicating clean-up projects
• Delivering consistent, high-quality business-as-usual (BAU) servicing
• Maintaining strong audit readiness, compliance execution, and effective remediation of customer-impacting access issues
• Analyzing business needs, scheduling meetings, planning agendas, and conferring with business line leaders

Regulatory Review Representative, Level 5

• Partner with assigned Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to create, implement, maintain, review or oversee an effective risk management framework
• Participate in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations
• Identify gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors
• Identify, respond and/or escalate risks as appropriate
• Serve as a functional liaison between the Line of Business and the Lines of Defense
• Respond to regulatory inquiries
• Review and resolve customer complaints
• Review potential policy violations
• Backup reporting and other team related tasks and ad hoc projects

Compliance jobs in Ohio

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Trade Compliance Officer

VP, Governance and Compliance

Materials Compliance Analyst – Commercial Automotive

Compliance and Risk Manager

Compliance Improvement Manager

Compliance Representative

Lead Commercial Compliance Analyst – Middle Office

Compliance Officer, USPI Midwest Territory

Senior Manager, Business Integrity Trade Compliance

Compliance Specialist – TPA

Manager – OSHA Compliance

Regulatory Affairs Manager – Labeling

IT GRC Lead Analyst

Quality and Regulatory Engineer

Business Analyst

Compliance Analyst – Commercial Automotive Materials

Compliance Specialist – Inpatient

Senior Quality Compliance Professional

Regulatory Review Representative, Level 5

Compliance Representative