Compliance

• Participate in and support Agile ceremonies such as sprint planning, daily stand-ups, retrospectives, and reviews
• Collaborate with team members and stakeholders to ensure effective communication and successful project delivery
• Contribute to a positive team environment by promoting teamwork, knowledge sharing, and continuous improvement
• Support analysis and implementation of solutions related to financial risk processes, ensuring alignment with business requirements and objectives.

RWA & Regulatory Reporting

• Gather, create & maintain relevant threat intelligence of potential security control weaknesses and security vulnerabilities across Nokia’s corporate system infrastructure. This effort will be performed in close collaboration with other Information Security Teams.
• Define security assessment & testing strategy for the target system by taking into account system specifications, system mechanisms, system activities, user roles & associated privileges and permissions in the context of all available threat intelligence data.
• Execute the security assessment strategy to verify & validate if relevant security & privacy controls are implemented on targeted system(s) & their operational environment. You will also assess their maturity and effectiveness in meeting Nokia’s security goals & objectives.
• Model threats to determine the exploitability & the criticality of various security vulnerabilities on the target system(s).
• Execute the security testing strategy by building and executing payloads to validate & confirm these identified weaknesses.
• List all identified security control gaps and security vulnerabilities for each target system(s) and document those in “security assessment & testing” reports.
• Advise and collaborate with all relevant Information Security Teams & other key stakeholders (IT, business teams) to provide conclusive strategies on how to best mitigate all identified security control gaps and vulnerabilities for each target system(s).
• Be a key contributor to provide relevant assessment and testing outputs to red and purple teams to support their continuous improvement actions of response processes and architectural capabilities.

Senior Compliance Assessor

• Execute end to end Logical Security controls for SOX in scope applications
• User Access provisioning
• Periodic access recertification
• Validate completeness, accuracy, and timeliness of Logical Security evidence
• Assess segregation of duties (SOD) conflicts and support remediation efforts where required
• Evaluate role design, access models, and access restrictions for SOX relevant systems
• Support centralized access governance and Logical Security standardization initiatives
• Identify risks related to unauthorized access, excessive privileges, or control breakdowns impacting financial reporting
• Prepare/ maintain up to date Standard operating procedures (SOP’s) against each process and control execution
• Ensure Logical Security controls are aligned with SOX requirements, COSO principles, and internal risk framework standards
• Maintain and update Risk & Control Matrices (RCMs), control narratives, and supporting documentation related to Logical Security
• Identify control gaps or deficiencies, support root cause analysis, and track remediation through closure
• Apply a risk based approach when evaluating control design and operating effectiveness
• Act as a key contact for external auditors for Logical Security and ITGC related SOX testing
• Support management reporting on SOX status, Logical Security issues, and remediation progress
• Identify opportunities to strengthen Logical Security control, maturity and consistency
• Contribute to SOX and ITGC methodology updates, templates, and control standards
• Leverage automation opportunities to reduce manual errors and time required for control execution

SOX Compliance Analyst

• Accountable for investigation of quality issues related to Laboratory investigations
• Responsible for deviation investigation and out-of-specification and atypical result investigation
• Reviews protocols, analytical results and/or documents associated with investigations
• Conducting laboratory investigations (LIR/ RAAC/ Incident and QAR) through eQMS
• Initiation of Corrective and Preventive actions related to LIR/ RAAC/ QAR
• On time submissions of LIR/ RAAC/ Incident and QAR for closure
• Preparing Annual Trend for Laboratory Investigations
• Ensuring the accuracy of the Analytical data prior to closure of investigations
• Coordinate with the CFTs for closure of investigations
• Tracking and on time closure of action items

Associate Manager – BQ QMS & Compliance

• Build, lead, and mature the IT Governance, Risk, and Compliance program.
• Architect the new Sarbanes-Oxley (SOX) IT controls framework.
• Establish and lead the company's annual internal IT audit program.
• Design and implement a unified control framework that is both compliant and practical.
• Collaborate closely with key stakeholders like SaaS owners, Legal, Finance, and Security Engineering.
• Lead the development, documentation, and implementation of the SOX IT RACM Program.
• Proactively drive IT control maturity milestones.
• Lead control harmonization efforts by analyzing multiple frameworks.
• Establish and lead internal audits and assessments to evaluate control effectiveness.
• Act as a hands-on technical GRC expert, validating controls directly in systems.
• Lead GRC advisory and remediation sessions with system owners.
• Establish and lead risk identification workshops.

Governance, Risk and Compliance Analyst

• Contribute technically to IT Risk and Assurance client engagements
• Actively establish, maintain and strengthen internal and external relationships
• Identify potential business opportunities for Ernst & Young
• Anticipate and identify risks within engagements
• Conduct research and assist in preparing client presentations and information memorandums
• Perform control testing for both ITAC & ITGC

GRC, SAP Controls, ITAC, Staff

• Support, coordinate, review and communicate controls attestation within Service Now compliance portal
• Analyze management and technical controls to ensure that specific security and compliance requirements are met through the verification of documented processes, procedures and standards in order to validate maintenance of secure configurations
• Support control owners for ‘issue management’ process and collaborate with them for any inquiry within Service Now platform
• Develop plans and help enhance the control remediation process and monitoring of the process
• Confer with users to discuss issues around completion of control attestation or remediation of controls
• Track enterprise compliance across multiple security frameworks including ISO, PCI, CMMC etc., and maintain up-to-date records of requirements and corresponding mitigating controls
• Perform different cyber compliance activities as assigned
• Modify, develop and help support creation of different compliance process workflows
• Develop and support key performance metrics to track and ensure compliance with established policies and standards
• Support development of security processes and procedures and support service-level agreements to ensure that security controls are managed and maintained

Senior Compliance Specialist

• Lead end-to-end CTA project management across multiple studies and countries
• Plan, track, and deliver submissions aligned with timelines and regulatory requirements
• Manage risks, dependencies, and complexities in global regulatory environments
• Apply knowledge of EU CTR and ROW CTA requirements
• Manage core clinical and regulatory documentation
• Collaborate with cross-functional global teams
• Build and maintain stakeholder relationships and resolve conflicts
• Monitor KPIs related to timelines and deliverable quality
• Identify risks and lead quality investigations as needed

Regulatory Affairs Associate

• Own trade compliance for Computacenter’s India operations
• Map, classify and evidence every India flow
• Run end-to-end customs clearance for imports and exports
• Own SEZ movements
• Build and maintain documented, controlled standard operating procedures for the India flows
• Provide clear guidance to the business on Indian customs law, trade compliance practice and SEZ requirements

Trade Compliance Manager

• Manage process & compliance activities to implement and maintain industry best compliance and security frameworks like ISO, CSA, SSAE18 SOC, NIST, FDA, NIS, TISAX etc.
• Drive consistency across QAD in maintaining compliance controls and in maintaining applicable regulatory compliance requirements in the areas of Information Security, Service Management, Risk Management, Business Continuity Management, Privacy Management, Quality Management System, etc.
• Perform gap analysis for compliance standards upgrades and guide functional teams in implementing required controls, and in updating policy and procedures.
• Conduct internal compliance audits and demonstrate controls during external compliance assessments.
• Manage and conduct internal process and security compliance audits.
• Participate in external compliance audits and present evidence and controls.
• Manage customer audit requests and coordinate with the global teams in gathering and presenting evidence.
• Document audit observations/findings and follow up with the impacted parties for closure of the audit findings.
• Perform gap analysis for certification upgrades and implement updates.
• Maintain compliance related registers like Risk, Continuous Improvements, etc.
• Deliver training as required to the global teams on various compliance frameworks.
• Assist business functions in performing business impact analysis and in maintaining business continuity plans.
• Work with the global business functions in responding to third party questionnaires.
• Proactively develop skill and knowledge on security and compliance standards and frameworks.
• Stay attuned to changes in industry compliance and regulatory requirements.

Compliance Analyst

• Overseeing regulatory reporting and banking operations in compliance with U.S. financial regulations.
• Managing core banking operations and ensuring timely and accurate filings.
• Collaborating with internal and external stakeholders to maintain operational excellence and regulatory compliance.
• Serving as a subject matter expert on U.S. regulatory frameworks and reporting obligations.
• Participating in regulatory examinations, audits, and inquiries from agencies and internal control partners.
• Managing end-to-end processing of financial transactions including ACH, wire transfers, check clearing, and securities settlements.
• Ensuring timely and accurate settlement of trades across asset classes.
• Monitoring and resolving exceptions, breaks, and unmatched items in trade lifecycle systems.
• Overseeing daily, monthly, and quarterly reconciliations of cash, positions, and general ledger accounts.
• Implementing and monitoring control frameworks to ensure data integrity and minimize operational risk.
• Investigating and resolving reconciliation breaks in coordination with custodians and counterparties.
• Supervising processing of corporate actions including dividends, stock splits, mergers, and tender offers.
• Maintaining and validating reference data to support accurate transaction processing.
• Ensuring accurate generation and delivery of client statements, confirmations, and regulatory disclosures.
• Supporting compliance with operational regulations.
• Driving automation initiatives using tools like RPA, Alteryx, and workflow orchestration platforms.
• Managing relationships with clearing houses and third-party service providers.
• Defining and executing control practices ensuring compliance with data quality standards and regulatory policies.
• Mentoring junior team members and contributing to talent development.
• Leading or supporting implementation of new regulatory requirements and system enhancements.
• Driving process improvements and automation initiatives to enhance reporting accuracy and operational efficiency.

Assistant Vice President – Compliance, Line Compliance

• Prepare and ensure timely submission of regulatory reports for Mashreq UAE.
• Compute and report key prudential metrics, including Capital Adequacy Ratio (CAR).
• Compile and submit regulatory returns for Mashreq subsidiaries to CBUAE.

Lead – Regulatory Reporting, CAD

• Provide advisory and practical support to teams across various specialist risk and compliance areas.
• Conduct gap analysis to identify process improvements.
• Implement initiatives to enhance quality standards.
• Collaborate with delivery teams to monitor project progress.
• Identify risks and develop mitigation strategies.
• Foster a culture of excellence within the team.
• Develop leadership skills through project management.
• Collaborate with stakeholders to drive initiatives.
• Contribute to the organization's overall success.

Senior Associate – Risk and Compliance, Risk Management

• Lead and oversee Digital Lab initiatives, including LIMS, ELN, and LES implementations, upgrades, and optimizations in regulated laboratory environments
• Elicit, analyze, and document business requirements for LIMS implementations/enhancements (LabWare, Benchling, STARLIMS), translating laboratory processes into functional specifications and user stories.
• Act as the bridge between business and technical teams, ensuring accurate mapping of lab workflows (sample management, testing, stability, reporting) into system configurations and solution designs.
• Drive process optimization and standardization by identifying gaps, redundancies, and improvement opportunities across laboratory operations and aligning with industry best practices.
• Support system implementation and validation activities by defining test scenarios, coordinating UAT, ensuring traceability, and maintaining compliance with GxP, 21 CFR Part 11, and data integrity requirements.
• Facilitate stakeholder engagement and change management through workshops, training, documentation, and user support to drive adoption of LIMS solutions across labs.
• Partner with clients to understand laboratory operations and translate business and compliance requirements into integrated digital lab solutions and their respective configurations
• Drive requirements gathering, system configuration, data migration, and integrations across lab systems, instruments, and enterprise platforms
• Ensure data integrity, traceability, and compliance with GxP, 21 CFR Part 11, Annex 11, and internal SOPs
• Guide clients through CSV / CSA / risk‑based validation activities for digital lab systems
• Support audits, inspections, and regulatory assessments related to laboratory systems
• Identify opportunities for process harmonization, standardization, and digital enablement across laboratories
• Lead, coach, and mentor Digital Lab consultants, validation analysts, and technical team members
• Manage work allocation across LIMS, ELN, and LES engagements, ensuring quality delivery and adherence to timelines
• Conduct performance reviews, feedback, and development planning
• Build and strengthen Digital Lab and laboratory systems capabilities within the team
• Support hiring, onboarding, training, and knowledge‑transfer initiatives
• Foster a culture of quality, accountability, and continuous improvement.
• Make informed decisions on delivery approach, validation strategy, and risk mitigation for digital lab programs
• Assess system, data, and compliance risks and proactively escalate issues to clients and EY leadership.
• Contribute to business development, proposals, and client presentations related to Digital Lab initiatives.

Regulatory Compliance, Lab Digitisation – BA Manager

• Collaborate with innovators at every point across the drug development continuum
• Understand customer needs and represent them in the solutions
• Innovate as a team to help customers achieve their goals
• Act with a drug development mindset applying deep expertise

Senior Regulatory Consultant

• Provide day to day support on authorization issues
• Perform configuring/customizing workflows with different conditions
• Conduct SOD clean design, analysis and cleanup
• Manage Firefighter mappings and log review monitoring
• Customize and monitor workflows
• Ensure compliance with ITGC and SOX controls
• Conduct pre-audit checks and SOD cleanup
• Define system controls and develop procedures
• Collaborate with technical and business teams

Consultant – SAP GRC AC, Access Control

• Lead and mentor the Transactional Compliance team to achieve performance goals and maintain high service standards.
• Support Regional and Global Audit requests.
• Develop compliance frameworks that support the business requirements.
• Ensure all backend administrative tasks are processed accurately, in line with company policies.
• Collaborate with Client Services team to resolve escalations and conduct investigations.
• Manage global stakeholders to ensure customer satisfaction and delivery against requirements.
• Work closely with the Head of Shared Service Centre to identify and implement process efficiencies.
• Identify opportunities for automation and process optimisation.

Team Lead, Compliance

• Work on guideline monitoring on compliance system for EMEA region
• Pre-trade monitoring to approve Orders/Trades
• Monitoring Investment compliance blocks at a post trade level daily
• Pre-trade and Post-trade investment guideline exception investigation & resolution
• Working closely with portfolio management and other partners to ensure portfolio compliance
• Manual test execution
• Identification of investment guideline coding issues
• Investigating or troubleshooting potential errors when needed
• Participating in efficiency and improvement initiatives by providing ideas and suggestions on possible improvements to systems or processes

Compliance Lead

• Responsible for leading and executing client engagements and meeting the expectations of the client and the onsite team within the MENA region.
• Ability to interact with all levels of management, including C-Suite management
• Perform end-to-end internal audits from planning to reporting including process understanding, walkthroughs, preparation of risk and control matrix / audit work program, control testing to assess their design and operating effectiveness, preparation of audit report and agreeing issues/ actions with management.
• Have an in-depth understanding of the Financial Services sector ( either or all of Wealth and Asset Management, Banking, and Insurance) risks/ issues / trends and end-to-end business processes.
• Have thorough knowledge and understanding of Internal Audit methodology and IIA requirements.
• Deliver / manage engagements to time, cost and high quality.
• Identify key areas of improvement in the client's business processes and add value by preparing insightful recommendations.
• Contribute to business development activities such as preparing proposals, lead identification
• Always comply with the firm’s quality and risk management policies
• Manage multiple assignments and related project teams.
• Maintain excellent rapport and proactive communication with the client
• Mentor and coach junior team members, enabling them to meet their performance goals and successfully grow their careers.
• Manage the engagement budgets and support superiors in developing marketing collaterals, business proposals and new solution / methodology development

Risk Consulting – Risk and Compliance Manager

• Utilize specialized license compliance telemetry tools, analytics engines, and internal databases to investigate, track, and validate compliance prospects and unauthorized software usage.
• Facilitate challenging compliance conversations and commercial reconciliation negotiations with client owners, principles, and C-level stakeholders, effectively mitigating complex pushback.
• Partner with license compliance partners, external law firms, and third-party auditing firms to coordinate remote or on-site audits and enforcement raids.
• Analyze audit data to establish strategic negotiating positions.
• Convert compliance events into proactive reconciliation purchases, legal consolidations, and net-new business revenue.
• Collaborate with the regional sales team and authorized resellers to unlock expansion and up-selling paths.
• Maintain an expert-level understanding of Tekla software licensing models, End-User License Agreements (EULAs), corporate contracts, and regional legal compliance frameworks.

Compliance jobs in India

See all jobs on JobTailor