Compliance Officer
Western Alliance Bank
full-time
Posted on:
Location Type: Office
Location: Phoenix • Arizona • Ohio • United States
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Job Level
About the role
- review information, reports or data to determine if the applicable process is in compliance with internal policy or regulations
- perform compliance monitoring, testing or advising
- maintain strong working relationships with key business partners
- assess key risks and evaluate associated control design and effectiveness
- independently conduct planning, monitoring and testing on regulatory compliance risk activities and controls of first line business units
- participate in and host meetings, provide supporting material, engage in dialog that seeks clarity, and document outcome results
- prepare testing results for reporting purposes
- identify opportunities for improvement in the design and effectiveness of regulatory adherence, and compliance controls as appropriate for first line business units
- issue final reports and communicate results, verbally and in writing, to first line management
Requirements
- 1+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field
- High school diploma required; Bachelor's degree in related field preferred
- Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services
- Intermediate knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices
- Intermediate understanding of MS Office
- Intermediate ability to foster and build relationships to achieve a common goal
- Intermediate speaking and writing communication skills
Benefits
- competitive salaries
- an ownership stake in the company
- medical and dental insurance
- time off
- great 401k matching program
- tuition assistance program
- employee volunteer program
- wellness program