Manage global delivery of strategic FLOD surveillance/monitoring platform/tools
Establish a robust surveillance framework through implementation of a trade surveillance platform, system controls and escalation framework
Review market making and Automated Client execution activity to assess monitoring requirements
Manage relationship with front office, Implementation team and technology team/data deliverables for Transaction monitoring
Provide Market Integrity training to BAU monitoring teams and business Supervisors
Establish and build robust Quality Assurance framework for front line monitoring activities
In-Depth/Pattern Analysis of specific high-risk alerts
Calibration/Back testing of Surveillance models and scenarios
Define requirements and Design next generation surveillance models
Creation of Procedures and System Controls to ensure sustainable controls are documented in line with Wells Fargo’s risk Management Framework
Manage Model Calibration process to reduce false positives and calibration process documentation/evidence
Engage with SMEs and managers at all levels and across multiple lines of business/support functions and serve as an experienced advisor to leadership
Leading team meetings or steering committees to facilitate decision making and ensure implementation of recommendations and plans

Requirements

7+ years of Securities Product Management experience
Experience in risk management, business controls, or compliance
Extensive knowledge of Business Execution, Implementation, or Strategic Planning experience
Significant experience in trade surveillance monitoring systems/model development, design and calibration
Experience with TradingHub, FIS, TCM, and Actimize
Experience of working on trading floor in trading, business manager, or e-Trading analyst capacity
Combination of Strong Sense of Business Orientation, Technology, and trading system Platform control management capabilities
Significant experience of delivering Trading platforms/controls for large investment banks
In-depth experience in Regulatory Change including Trade Surveillance & Business controls for MAR and MiFID
Significant experience in FLOD IT Project / Product Management of large-scale global projects
Experience in Algo trading or equivalent experience building Algo transaction monitoring models
In-depth quantitative/data analytical skills, with expertise in analytics/database tools (e.g. SQL, R, Python)

Benefits

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Applicant Tracking System Keywords

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Hard Skills & Tools

trade surveillancemodel developmentmodel calibrationpattern analysisrisk managementdata analysisquantitative analysisbusiness controlscompliancealgorithmic trading

Soft Skills

relationship managementleadershipdecision makingcommunicationtrainingorganizational skillsadvisory skillsteam managementstrategic planningbusiness orientation