Tokio Marine HCC

Senior Manager, Compliance

Tokio Marine HCC

full-time

Posted on:

Location Type: Hybrid

Location: Louisiana • Missouri • United States

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Job Level

Senior

About the role

  • Oversee and manage all aspects of regulatory compliance for the business unit.
  • Coordinate and execute rate, rule, and form filings across multiple lines and states, collaborating with actuarial, legal, and business partners.
  • Prepare and submit timely and accurate regulatory filings, including Surplus Lines tax and fee submissions.
  • Review and interpret state insurance laws, regulations, and bulletins to assess impact and ensure compliance with filing requirements.
  • Respond to regulator inquiries, objections, and requests for information, providing effective and timely resolutions.
  • Maintain awareness of emerging regulatory developments that could impact company operations, products, or compliance procedures.
  • Coordinate agency appointment processes and ensure all producer licensing and appointment requirements are met.
  • Partner with corporate legal to review, negotiate, and approve legal agreements to confirm compliance with regulations, corporate standards, and risk management expectations.
  • Collaborate with the VP of Underwriting and COO to create, update, and implement the underwriting rules and guidelines library.
  • Participate in the maintenance and development of Public Risk Group’s product suite.
  • Conduct periodic quality control audits on underwriting activities to confirm alignment with guidelines and compliance controls.
  • Support underwriting operations by monitoring production metrics, loss experience, and competitive trends to identify areas of improvement.
  • Lead and mentor a compliance team, providing guidance, training, and performance management.
  • Establish team goals, track progress, and promote accountability and collaboration.
  • Champion a culture of compliance, integrity, and continuous improvement across the organization.
  • Partner with senior leadership to align compliance strategy with broader business objectives and operational initiatives.

Requirements

  • Education: Bachelor’s degree in Business, Risk Management, or a related field required; advanced professional designation (CPCU, AIC, CCEP) preferred.
  • Preferred Education: Juris Doctor (JD) strongly preferred.
  • Experience: Minimum 8 years of progressive experience in insurance compliance, regulatory affairs, or underwriting management.
  • Deep understanding of insurance regulatory frameworks, policy forms, and rate/rule filing processes.
  • Proven record leading teams and managing compliance operations in a complex, fast-paced environment.
  • Proficiency with compliance and underwriting systems, regulatory filing platforms, and project management tools.
  • Strong analytical ability to interpret complex regulations and translate them into practical operational requirements.
  • Excellent communication and relationship building skills to engage regulators, internal stakeholders, and external partners confidently.
  • Strategic mindset with the ability to balance regulatory requirements and business objectives.
  • Familiarity with IT security and data privacy considerations related to compliance systems.
  • Experience operating under regulatory agreements is a plus.
Benefits
  • Competitive salary and comprehensive benefit package
  • Strong learning culture with ongoing development opportunities
  • Opportunities for growth and career advancement
  • Comprehensive medical, vision, and dental coverage, with eligibility beginning on your first day of employment
  • Basic life and disability insurance
  • 401(k) plan with 6% company match
  • 20 days of PTO and two floating holidays (prorated)
  • Approximately 11 paid holidays and volunteer time off
  • Paid parental leave
  • Access to our award-winning wellness program, including mental health services, fitness network membership, and a complimentary Headspace subscription
  • Student loan matching program
  • Employee discount program
  • An opportunity to do meaningful work and love what you do
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
regulatory complianceinsurance complianceregulatory affairsunderwriting managementrate filing processespolicy formsanalytical abilityproject management
Soft Skills
leadershipcommunication skillsrelationship buildingstrategic mindsetteam managementcollaborationguidanceperformance management
Certifications
CPCUAICCCEPJuris Doctor (JD)