TD

Audit Manager II – Regulatory Management

TD

full-time

Posted on:

Location Type: Hybrid

Location: Mount Laurel • New Jersey, New York, North Carolina, South Carolina • 🇺🇸 United States

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Salary

💰 $92,220 - $149,310 per year

Job Level

SeniorLead

About the role

  • Facilitate responses to regulatory requests, prepares related reporting for internal and external stakeholders, and is the primary liaison with these stakeholders
  • Advise and challenge Senior Management on Internal Audit responses
  • Balance the needs of US Internal Audit management teams, stakeholders and regulatory authorities
  • Support audit teams for regulatory matters
  • Contribute to Board of Director reporting
  • Provide recommendations on any Audit methodology and practice changes needed to ensure proper remediation of regulatory matters

Requirements

  • Bachelor's degree required
  • 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the financial services industry
  • Ability to manage routine initiatives with multiple stakeholder interests to successful completion
  • Strong time management skills
  • Proven proficiency in Microsoft Office Suite
  • Ability to clearly communicate expected outcomes and influence the decisions and actions of others
Benefits
  • Health and well-being benefits
  • Career development
  • Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
  • Banking benefits and discounts
  • Variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards)

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Soft skills
time managementcommunicationinfluencestakeholder management
Certifications
Bachelor's degree
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