Provide strategic oversight, assistance, and relationship management with multiple U.S. regulatory agencies for TD Bank, affiliates, and the US Holding Company
Serve as the primary point of contact and manage relationships and interactions with regulators on more complex engagements
Ensure proactive, timely, complete, consistent, and high quality communications with regulators
Ensure centralized awareness and quality assurance for all regulatory requests and responses to findings
Track delivery of all commitments to the regulators and monitor remediation efforts for assigned business lines
Obtain clarifications and full understanding of formal regulatory requests and reviews for assigned business lines
Perform QC of materials submitted for exams or ongoing supervision and deliver requested materials securely to regulatory teams
Lead agency meetings on behalf of RPM and serve as primary Relationship Manager for complex examinations
Consult and collaborate with assigned business lines and the TDBG Regulatory Program Management function on regulatory requests
Analyze exam/review results, industry shifts, and executive management risk appetite to provide notice on potential risks and regulatory agency direction
Participate in meetings to determine themes on findings and recommendations and provide leadership and guidance to junior RPM staff
Prepare timely and accurate updates and reports for Executive level and departmental reporting
Requirements
Bachelor's degree required
10+ years' experience required preferably in Risk Management, Regulatory, or Audit in the financial services industry
Proven ability to manage complex initiatives with multiple stakeholder interests to successful completion
Previous management experience
Excellent time management and people management skills
Strong ability to influence the decisions and actions of others
Excellent interpersonal skills including demonstration of conflict resolution, negotiation, and relationship building skills at all levels of management
Proven proficiency in Microsoft Office Suite
Excellent verbal and written communications skills
Excellent negotiation and presentation skills
Ability to communicate complex information clearly to employees and management or assigned business lines
Travel may be required
Benefits
base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards)
health and well-being benefits
savings and retirement programs
paid time off (Vacation PTO, Flex PTO, and Holiday PTO)
banking benefits and discounts
career development
reward and recognition
regular leadership and development conversations
mentorship and training programs
online learning platform
training & onboarding sessions
accommodation for applicants with disabilities (USWAPTDO@td.com)
Applicant Tracking System Keywords
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